DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• M••••••••

T• P•••••• C••••• W••••• L••BD affiliatedSarasota, Fl dual registrantIAPD 2706347

Feed of 09/15/2026

Also filed as J••• M••••••••

At current firm

0 y

since Jan 15, 2026

In the industry

30 y

since Apr 8, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T• P•••••• C••••• W••••• L•• BD affiliated current
since Jan 15, 2026 · West Palm Beach, Fl
W•••• F•••• A••••••• wirehouse
Oct 16, 2023 to Jan 13, 2026 · Stuart, Fl
P•• W••••• M••••••••• BD affiliated
Sep 1, 2020 to Oct 2, 2023 · Port St. Lucie, Fl
C••• B•••••••• S•••••••• I••• former
Feb 21, 2020 to Aug 25, 2020 · Fort Pierce, Fl
C••••• I••••••••• A••••••• L•• BD affiliated
Dec 4, 2017 to Jan 3, 2020 · New Hyde Park, Ny
O•••• I••••••••• I••• BD affiliated
Jan 23, 2017 to Dec 7, 2017 · Uniondale, Ny
C•••••• O•• A•••••••• L•• former
Feb 29, 2016 to Nov 1, 2016 · Commack, Ny
L•• F•••••••• L•• BD affiliated
Jun 11, 2014 to Sep 30, 2015 · Vero Beach, Fl
E•••• N••••••• S••••••••• I••• former
Dec 21, 2005 to Apr 25, 2014 · Brooklyn, Ny

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to T• P•••••• C••••• W••••• L••
left Jan 13, 2026, registered Jan 15, 2026 (2 days) · Wirehouse to affiliated broker-dealer or bank
P•• W••••• M••••••••• to W•••• F•••• A•••••••
left Oct 2, 2023, registered Oct 16, 2023 (14 days) · Affiliated broker-dealer or bank to wirehouse
C••• B•••••••• S•••••••• I••• to P•• W••••• M•••••••••
left Aug 25, 2020, registered Sep 1, 2020 (7 days) · Affiliated broker-dealer or bank to another
C••••• I••••••••• A••••••• L•• to C••• B•••••••• S•••••••• I•••
left Jan 3, 2020, registered Feb 21, 2020 (49 days) · Affiliated broker-dealer or bank to another
O•••• I••••••••• I••• to C••••• I••••••••• A••••••• L••
left Dec 7, 2017, registered Dec 4, 2017 (-3 days) · Other
C•••••• O•• A•••••••• L•• to O•••• I••••••••• I•••
left Nov 1, 2016, registered Jan 23, 2017 (83 days) · Other
L•• F•••••••• L•• to C•••••• O•• A•••••••• L••
left Sep 30, 2015, registered Feb 29, 2016 (152 days) · Other
E•••• N••••••• S••••••••• I••• to L•• F•••••••• L••
left Apr 25, 2014, registered Jun 11, 2014 (47 days) · Other

Signals

J••• M•••••••• left W•••• F•••• A••••••• for T• P•••••• C••••• W••••• L•• (registered 2026-01-15)
Jan 13, 2026 · Advisor changed firm · fact
J••• M•••••••• left P•• W••••• M••••••••• for W•••• F•••• A••••••• (registered 2023-10-16)
Oct 2, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address