RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• T••••• C•••••••
- C•••••• C••••• G••••• I••• no RAUM currentsince Apr 22, 2014 · Los Angeles, Ca
- M•••••• F•••••••• I••••••••• M••••••••• I••• mixed wealthJul 26, 2010 to Oct 26, 2011 · New York, Ny
- C••••••• M••••••••• I••••••••• A•••••••• L•• asset managerMay 1, 2010 to Jul 23, 2010 · Minneapolis, Mn
- B••• A•••••••• L•• formerFeb 9, 2005 to May 1, 2010 · Madison, Nj
- L•••••• F•••••••• D••••••••• I••• unclassifiedJan 21, 2004 to Feb 10, 2005 · Madison, Nj
- J••• H•••••• D••••••••• L•• unclassifiedNov 11, 2002 to Jan 6, 2004 · Madison, Nj
- M•••••• F•••••••• I••••••••• M••••••••• I••• to C•••••• C••••• G••••• I•••left Oct 26, 2011, registered Apr 22, 2014 (909 days) · Other
- C••••••• M••••••••• I••••••••• A•••••••• L•• to M•••••• F•••••••• I••••••••• M••••••••• I•••left Jul 23, 2010, registered Jul 26, 2010 (3 days) · Other
- B••• A•••••••• L•• to C••••••• M••••••••• I••••••••• A•••••••• L••left May 1, 2010, registered May 1, 2010 (0 days) · corporate re-registration, not a move
- L•••••• F•••••••• D••••••••• I••• to B••• A•••••••• L••left Feb 10, 2005, registered Feb 9, 2005 (-1 days) · Other
- J••• H•••••• D••••••••• L•• to L•••••• F•••••••• D••••••••• I•••left Jan 6, 2004, registered Jan 21, 2004 (15 days) · Other
- A••••• T••••• C••••••• no longer holds an investment adviser registration (last listed at C•••••• C••••• G••••• I••• on the 2026-09-14 feed)Sep 14, 2026 · Advisor registration ended · derived
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address