DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••••• R•••• R•••

C••••••••• W••••• A•••••••• L••BD affiliatedMinneapolis, Mn dual registrantIAPD 2708936

Feed of 09/14/2026

Also filed as C•••••••• R•••• Angelo

At current firm

0 y

since May 12, 2026

In the industry

29 y

since Dec 5, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• W••••• A•••••••• L•• BD affiliated current
since May 12, 2026 · Tempe, Az
W•••• F•••• A••••••• wirehouse
Sep 29, 2023 to Jan 9, 2026 · Gilbert, Az
U••• B•••••• A•••••••• L•• BD affiliated
May 5, 2011 to Sep 22, 2022 · Orange, Ca
C•••• I••••••••• S••••••• C•••• former
Mar 31, 2010 to Jan 6, 2011 · Phoenix, Az
C•••• I••••••••• S••••••• C•••• former
Jul 6, 2005 to Apr 23, 2009 · Chandler, Az
B••• O•• S••••••••• C••••••••• unclassified
Jan 27, 2005 to Jul 6, 2005 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to C••••••••• W••••• A•••••••• L••
left Jan 9, 2026, registered May 12, 2026 (123 days) · Wirehouse to affiliated broker-dealer or bank
U••• B•••••• A•••••••• L•• to W•••• F•••• A•••••••
left Sep 22, 2022, registered Sep 29, 2023 (372 days) · Affiliated broker-dealer or bank to wirehouse
C•••• I••••••••• S••••••• C•••• to U••• B•••••• A•••••••• L••
left Jan 6, 2011, registered May 5, 2011 (119 days) · Other
B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••
left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move

Signals

C•••••••• R•••• R••• left W•••• F•••• A••••••• for C••••••••• W••••• A•••••••• L•• (registered 2026-05-12)
Jan 9, 2026 · Advisor changed firm · fact
C•••••••• R•••• R••• left U••• B•••••• A•••••••• L•• for W•••• F•••• A••••••• (registered 2023-09-29)
Sep 22, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address