DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• A•••••• R••••

T••••••••• R••••••••• A•••••••• L••BD affiliatedSan Diego, Cadual registrantIAPD 2709831

Feed of 09/14/2026

Also filed as Marco Antonio R••••

At current firm

1 y

since Sep 18, 2025

In the industry

30 y

since Apr 3, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••••••• R••••••••• A•••••••• L•• BD affiliated current
since Sep 18, 2025 · San Diego, Ca
O•••• F•• I••• former
Sep 21, 2022 to May 8, 2024 · San Diego, Ca
E•••••• A••••••• G••••• L•• BD affiliated
Feb 22, 2022 to Sep 22, 2022 · Greenwood Village, Co
O•••• F•• I••• former
Apr 24, 2017 to Feb 1, 2022 · San Diego, Ca
C•••••• S••••• • C••• I••• national BD
Sep 15, 2000 to Sep 21, 2015 · San Diego, Ca

Moves

a registration end followed by a registration begin elsewhere

O•••• F•• I••• to T••••••••• R••••••••• A•••••••• L••
left May 8, 2024, registered Sep 18, 2025 (498 days) · Affiliated broker-dealer or bank to another · moved with a team
E•••••• A••••••• G••••• L•• to O•••• F•• I•••
left Sep 22, 2022, registered Sep 21, 2022 (-1 days) · Affiliated broker-dealer or bank to another
O•••• F•• I••• to E•••••• A••••••• G••••• L••
left Feb 1, 2022, registered Feb 22, 2022 (21 days) · Other
C•••••• S••••• • C••• I••• to O•••• F•• I•••
left Sep 21, 2015, registered Apr 24, 2017 (581 days) · Other

Signals

M••• A•••••• R•••• left O•••• F•• I••• for T••••••••• R••••••••• A•••••••• L•• (registered 2025-09-18)
May 8, 2024 · Advisor changed firm · fact
M••• A•••••• R•••• left E•••••• A••••••• G••••• L•• for O•••• F•• I••• (registered 2022-09-21)
Sep 22, 2022 · Advisor changed firm · fact
M••• A•••••• R•••• left O•••• F•• I••• for E•••••• A••••••• G••••• L•• (registered 2022-02-22)
Feb 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address