RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••• M••••• K•••••••
- T•• K••••••• G•••• state registered currentsince Jan 30, 2017 · Atlanta, Ga
- T•••• A•••••••• L•• formerJul 20, 2016 to Jan 5, 2017 · Marietta, Ga
- P••••••• T•• • A•••••••• L•• independent RIAMar 2, 2016 to Aug 19, 2016 · Atlanta, Ga
- T•••• A•••••••• L•• to T•• K••••••• G••••left Jan 5, 2017, registered Jan 30, 2017 (25 days) · Other
- P••••••• T•• • A•••••••• L•• to T•••• A•••••••• L••left Aug 19, 2016, registered Jul 20, 2016 (-30 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address