DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• A•••••• A•••

R•••••• J•••• • A••••••••• I•••national BDPensacola, Fldual registrantIAPD 2713051

Feed of 09/14/2026

Also filed as Bob A•••

At current firm

1 y

since Dec 6, 2024

In the industry

28 y

since Aug 31, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• • A••••••••• I••• national BD current
since Dec 6, 2024 · Pensacola, Fl
W•••• F•••• A••••••• wirehouse
Apr 1, 2022 to Dec 16, 2024 · Pensacola, Fl
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Aug 3, 2009 to Apr 8, 2022 · Pensacola, Fl
R•••••• J•••• F•••••••• S•••••••• I••• unclassified
May 17, 2005 to Oct 10, 2009 · Milton, Fl
S••••••• I••••••••• S•••••••• I••• former
Jan 29, 1999 to Apr 15, 2005 · Milton, Fl

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••
left Dec 16, 2024, registered Dec 6, 2024 (-10 days) · Wirehouse to affiliated broker-dealer or bank
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W•••• F•••• A•••••••
left Apr 8, 2022, registered Apr 1, 2022 (-7 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Oct 10, 2009, registered Aug 3, 2009 (-68 days) · corporate re-registration, not a move
S••••••• I••••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S•••••••• I•••
left Apr 15, 2005, registered May 17, 2005 (32 days) · Other

Signals

R••••• A•••••• A••• left W•••• F•••• A••••••• for R•••••• J•••• • A••••••••• I••• (registered 2024-12-06)
Dec 16, 2024 · Advisor changed firm · fact
R••••• A•••••• A••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for W•••• F•••• A••••••• (registered 2022-04-01)
Apr 8, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address