DFX Intelligence
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Registered advisor
P•••••• J••••• D••••••
Feed of 09/14/2026
Also filed as P•••••• J• D••••••••• J••••• D••••••••• D••••••
At current firm
7 y
since Jan 11, 2019
In the industry
30 y
since Apr 18, 1996 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jan 11, 2019 · Gainesville, Fl
- W•••• F•••• A••••••• wirehouseNov 5, 2018 to Dec 11, 2018 · Gainesville, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 25, 2017 to May 14, 2018 · Gainesville, Fl
- S•••••••• I••••••••• M••••••••• formerFeb 28, 2017 to Aug 7, 2017 · Saint Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to A••••• A•• P••••••• S•••••••left Dec 11, 2018, registered Jan 11, 2019 (31 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left May 14, 2018, registered Nov 5, 2018 (175 days) · Wirehouse to wirehouse
- S•••••••• I••••••••• M••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 7, 2017, registered Aug 25, 2017 (18 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address