DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Mclean Asset Management Corp.
Legal name Mclean Asset Management Corporation
Latest filing May 22, 2026
First filing on the tape Mar 26, 2012 · 81 filings
SEC status approved since Mar 19, 1998
RAUM
$994M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
92%
$916M individuals and HNW
Advisors
17
registered through the firm on IAPD
RAUM per advisor
$58.5M
derived; firm RAUM over IAPD count
Employees
26
17 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
81 filings and snapshots on the tape
RAUM$994M as of May 22, 2026
Mar 26, 2012$444M then
HNW client RAUM$802M as of May 22, 2026
Mar 7, 2018$609M then
State-registered IARs (5.B.3)17 as of May 22, 2026
Mar 26, 20120 then
Employees (5.A)26 as of May 22, 2026
Jan 30, 201326 then
Private funds: no history
RAUM +21% over the last fiscal year+4.0% a year over threeIARs 17 to 17
Practice profile
derived from the filing of May 22, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $58.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 29derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $660,858derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 7.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 3.4derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Financial planning clients
- 500reportedItem 5.H
- Custody
- $315M, 190 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$802M81%
- Individuals$114M11%
- Pension and profit-sharing plans$71.6M7.2%
- Charitable organizations$6.2M0.6%
- Corporations and businesses$73,2450.0%
- Individual clients
- 228reported
- HNW clients
- 258reported
- Pension plan clients
- 21reported
- Charitable clients
- 4reported
- Accounts
- 1,504reported
- Financial planning clients
- 500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $315M for 190 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
17 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Dean Takayuki UmemotoCertified Financial Planner, Chartered Financial Consultant | Tysons, Va | Jan 23, 1991 | 46 y | 0 |
| Alejandro Murguia | Alexandria, Va | Mar 15, 2004 | 23 y | 1 |
| Athena ChangCertified Financial Planner | Tysons, Va | Jan 2, 2009 | 25 y | 1 |
| Jessica Noelle WunderCertified Financial Planner | Tysons, Va | May 7, 2012 | 22 y | 4 |
| Paula Bonnie FriedmanCertified Financial Planner | Tysons, Va | Jan 9, 2013 | 18 y | 1 |
| Wade Donald PfauChartered Financial Analyst | Coppell, Tx | Jul 1, 2014 | 13 y | 1 |
| Alana LightCertified Financial Planner | Tysons, Va | Feb 26, 2018 | 15 y | 4 |
| Jason Victor RizkallahCertified Financial Planner, Chartered Financial Consultant | Tysons, Va | Oct 2, 2019 | 19 y | 3 |
| Lauren E Squeglia | Tysons, Va | Feb 11, 2021 | 20 y | 1 |
| Brian Michael BassCertified Financial Planner | Reisterstown, Md | Jul 12, 2021 | 12 y | 2 |
| Jonathan Stephen MarcellinoCertified Financial Planner | Arlington, Va | Dec 21, 2022 | 13 y | 0 |
| Robert Richard CordeauCertified Financial Planner, Chartered Financial Consultant | Milford, Nh | Jan 3, 2023 | 28 y | 4 |
| Claudia BruceCertified Financial Planner | Tysons, Va | Jan 9, 2024 | 13 y | 0 |
| Alexander Evan ScottCertified Financial Planner, Chartered Financial Consultant | Tysons, Va | Oct 29, 2024 | 20 y | 3 |
| Nicholas Studebaker | Tysons, Va | Apr 8, 2025 | 11 y | 0 |
| Paige Rita Smith Ducey | Mt. Pleasant, Sc | Jan 30, 2026 | 14 y | 5 |
| Elizabeth M Hollman | Tysons, Va | Feb 26, 2026 | 12 y | 4 |
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 5.9% of current headcount4 left over 36 months
Left, latest
- Jason Paul Dye to Greenspring Advisors, LLCJan 2, 2026 · RIA to RIA
- Tyree Lavon Chapman to Transamerica Retirement Advisors, LLCFeb 28, 2025 · RIA to affiliated broker-dealer or bank
- Robert Timothy French to Retirement Researcher, LLCDec 31, 2024 · Other
- Stephen Pomanti to Cetera Investment Advisers LLCOct 21, 2024 · RIA to affiliated broker-dealer or bank
- Safalta Sherpa to Cooksen Wealth, LLCFeb 3, 2023 · RIA to RIA
- Timothy Peter Marcinek to Aurelius Family Office, LLCDec 31, 2022 · RIA to a newly registered adviser
- Robert Richard Cordeau to Aurelius Family Office, LLCDec 31, 2022 · RIA to a newly registered adviser
- Mark Andrew Witaschek to Aurelius Family Office, LLCDec 31, 2022 · RIA to a newly registered adviser
- Robert C Papa to SeiaAug 22, 2018 · RIA to RIA
- Marc Anthony Jimenez to Cam Investor SolutionsJan 6, 2017 · Other
- Ryon Patrick Beyer to Hemington Wealth ManagementOct 1, 2013 · Other
- Eileen Murphy O'Connor to Hemington Wealth ManagementOct 1, 2013 · Other
- Melanie Simons to Advice And Planning ServicesMar 14, 2013 · Other
- Gisle Garmann Sorli to Steward'S Progress, LLCJun 11, 2012 · Other
- John P Rathnam to Rathnam Capital, LLCAug 2, 2010 · Other
Joined, latest
- Elizabeth M Hollman from Bull Harbor Capital LLC.Feb 26, 2026 · RIA to RIA
- Paige Rita Smith Ducey from Bull Harbor Capital LLC.Jan 30, 2026 · RIA to RIA
- Alexander Evan Scott from Allworth Financial, L.P.Oct 29, 2024 · Affiliated broker-dealer or bank to independent RIA
- Tyree Lavon Chapman from Fidelity Personal And Workplace AdvisorsAug 19, 2024 · Affiliated broker-dealer or bank to independent RIA
- Robert Richard Cordeau from Aurelius Family Office, LLCJan 3, 2023 · Other
- Timothy Peter Marcinek from Cornerstone Wealth ManagementMay 3, 2022 · RIA to RIA
- Stephen Pomanti from Vanguard Advisers, Inc.Dec 1, 2021 · Affiliated broker-dealer or bank to independent RIA
- Brian Michael Bass from Cetera Advisors LLCJul 12, 2021 · Affiliated broker-dealer or bank to independent RIA
- Lauren E Squeglia from LPL Financial LLCFeb 11, 2021 · Affiliated broker-dealer or bank to independent RIA
- Jason Victor Rizkallah from Charles Schwab & Co., Inc.Oct 2, 2019 · Affiliated broker-dealer or bank to independent RIA
- Alana Light from Eagle Strategies LLCFeb 26, 2018 · Other
- Safalta Sherpa from Edelman Financial Services, LLCMay 3, 2017 · Other
- Robert Timothy French from Dimensional Fund Advisors LPMay 26, 2015 · Other
- Jason Paul Dye from Raymond James & Associates, Inc.Jan 15, 2015 · Other
- Robert C Papa from Charles Schwab & Co., Inc.Jul 9, 2014 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Aurelius Family Office, LLCDec 31, 2022 · Bedford, Nh
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Alejandro Murguia · Managing Principalcontrolsince 11/2014 · owns 25% to 50%
- Rita Paige Smith Ducey · Chief Compliance Officercontrolsince 05/2026 · owns less than 5%
- Takayuki Dean Umemoto · Managing Principalcontrolsince 09/1984 · owns 10% to 25%
- Chika Karen Umemoto · Shareholdercontrolsince 02/2010 · owns 10% to 25%
- Timothy Robert French · Trusteecontrolsince 03/2016 · owns F of The Robert T. French Revocable Trust Of 2016
- Ting-Shu Virginia French · Trusteecontrolsince 03/2016 · owns F of The Robert T. French Revocable Trust Of 2016
- Bonnie Paula Friedman · Managing Principal And Ceosince 01/2017 · owns less than 5%
- Donald Wade Pfau · Principalsince 03/2020 · owns less than 5%
- Noelle Jessica Wunder · Principalsince 03/2020 · owns less than 5%
Entity owners
- The Robert T. French Revocable Trust Of 2016 · Shareholderdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- Mclean Insurance Solutions, LLCreal estatey
- Retirement Researcher, LLCinvestment advisern
Advisers that list Mclean Asset Management Corp. as a related person
- 297379 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tysons, Va · principal | 17 | 2 | 1 | ||
| Downingtown, Pa | 0 | 0 | 0 | ||
| Portland, Me | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing May 22, 2026FRENCH, ROBERT, TIMOTHY (TRUSTEE) left Schedule A between the filings of 2020-05-12 and 2026-05-22peers: independent wealth managers, $500M to $1B (1,483)
- control person changedChange between filings · filing May 22, 2026French, Virginia, Ting-Shu (TRUSTEE) left Schedule A between the filings of 2020-05-12 and 2026-05-22peers: independent wealth managers, $500M to $1B (1,483)
- control person changedChange between filings · filing May 22, 2026Smith Ducey, Paige, Rita (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2020-05-12 and 2026-05-22peers: independent wealth managers, $500M to $1B (1,483)
What changed
consecutive filings, newest first
- Accounts · 1,435 to 1,504Jan 26, 2026 to Mar 23, 2026
- Charity clients · 5 to 4Jan 26, 2026 to Mar 23, 2026
- HNW clients · 246 to 258Jan 26, 2026 to Mar 23, 2026
- Individual clients · 233 to 228Jan 26, 2026 to Mar 23, 2026
- Assets in custody · $292M to $315MJan 26, 2026 to Mar 23, 2026
- Discretionary RAUM · $812M to $985MJan 26, 2026 to Mar 23, 2026
- HNW RAUM · $645M to $802MJan 26, 2026 to Mar 23, 2026
- Individual RAUM · $96.7M to $114MJan 26, 2026 to Mar 23, 2026
- Non-discretionary RAUM · $7.7M to $9.0MJan 26, 2026 to Mar 23, 2026
- Pension RAUM · $72.9M to $71.6MJan 26, 2026 to Mar 23, 2026
- RAUM · $819M to $994MJan 26, 2026 to Mar 23, 2026
- Financial planning clients · More than 500 to More than 500Jan 31, 2025 to Mar 31, 2025
- Accounts · 1,380 to 1,435Feb 29, 2024 to Jan 31, 2025
- Charity clients · 4 to 5Feb 29, 2024 to Jan 31, 2025
- Corporate clients · 2 to 1Feb 29, 2024 to Jan 31, 2025
- HNW clients · 244 to 246Feb 29, 2024 to Jan 31, 2025
- Individual clients · 235 to 233Feb 29, 2024 to Jan 31, 2025
- Pension plan clients · 19 to 21Feb 29, 2024 to Jan 31, 2025
- Assets in custody · $251M to $292MFeb 29, 2024 to Jan 31, 2025
- Other offices · 5 to 4Feb 29, 2024 to Jan 31, 2025
- Discretionary RAUM · $738M to $812MFeb 29, 2024 to Jan 31, 2025
- HNW RAUM · $608M to $645MFeb 29, 2024 to Jan 31, 2025
- Individual RAUM · $69.2M to $96.7MFeb 29, 2024 to Jan 31, 2025
- Non-discretionary RAUM · $11.5M to $7.7MFeb 29, 2024 to Jan 31, 2025
- Pension RAUM · $68.3M to $72.9MFeb 29, 2024 to Jan 31, 2025
- RAUM · $749M to $819MFeb 29, 2024 to Jan 31, 2025
- Accounts · 2,057 to 1,380May 15, 2023 to Feb 29, 2024
- Corporate clients · 1 to 2May 15, 2023 to Feb 29, 2024
- HNW clients · 354 to 244May 15, 2023 to Feb 29, 2024
- Individual clients · 352 to 235May 15, 2023 to Feb 29, 2024
- Pension plan clients · 21 to 19May 15, 2023 to Feb 29, 2024
- Assets in custody · $357M to $251MMay 15, 2023 to Feb 29, 2024
- Other offices · 6 to 5May 15, 2023 to Feb 29, 2024
- Discretionary RAUM · $878M to $738MMay 15, 2023 to Feb 29, 2024
- HNW RAUM · $736M to $608MMay 15, 2023 to Feb 29, 2024
- Individual RAUM · $81.1M to $69.2MMay 15, 2023 to Feb 29, 2024
- Non-discretionary RAUM · $6.3M to $11.5MMay 15, 2023 to Feb 29, 2024
- Pension RAUM · $62.4M to $68.3MMay 15, 2023 to Feb 29, 2024
- RAUM · $884M to $749MMay 15, 2023 to Feb 29, 2024
- Accounts · 2,015 to 2,057Sep 8, 2022 to Mar 7, 2023
Signals
10 dated events
- Jason Paul Dye left Mclean Asset Management Corp. for Greenspring Advisors, Llc (registered 2026-03-08)Jan 2, 2026 · Advisor changed firm · fact
- Tyree Lavon Chapman left Mclean Asset Management Corp. for Transamerica Retirement Advisors, Llc (registered 2025-07-30)Feb 28, 2025 · Advisor changed firm · fact
- Robert Timothy French left Mclean Asset Management Corp. for Retirement Researcher, Llc (registered 2018-09-10)Dec 31, 2024 · Advisor changed firm · fact
- Stephen Pomanti left Mclean Asset Management Corp. for Cetera Investment Advisers Llc (registered 2025-01-09)Oct 21, 2024 · Advisor changed firm · fact
- Safalta Sherpa left Mclean Asset Management Corp. for Cooksen Wealth, Llc (registered 2026-06-18)Feb 3, 2023 · Advisor changed firm · fact
- Timothy Peter Marcinek left Mclean Asset Management Corp. for Aurelius Family Office, Llc (registered 2022-10-04)Dec 31, 2022 · Advisor changed firm · fact
- Robert Richard Cordeau left Mclean Asset Management Corp. for Aurelius Family Office, Llc (registered 2022-10-03)Dec 31, 2022 · Advisor changed firm · fact
- Mark Andrew Witaschek left Mclean Asset Management Corp. for Aurelius Family Office, Llc (registered 2022-10-03)Dec 31, 2022 · Advisor changed firm · fact
- 2 advisors left Mclean Asset Management Corp. (Bedford, NH) for Aurelius Family Office, LLC on the same dayDec 31, 2022 · Team lift-out · derived
- Ting-Shu Virginia French (Trustee) appeared on Schedule A of Mclean Asset Management Corp.May 12, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 603-413-6251reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 703-556-8628reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 703-827-0636reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/mclean-asset-management-corporationreportedpublic record, Form ADV, Sep 17, 2026
- Website
- MCLEANAM.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 703-827-0636reportedpublic record, Form ADV, May 22, 2026
- Team page
- mcleanam.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $58.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026