RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• W••••
- W•••• F•••• A••••••• wirehouse currentsince Aug 3, 2023 · Jacksonville, Fl
- W•••• F•••• A••••••• wirehouseJul 29, 2013 to Aug 3, 2023 · Jacksonville, Fl
- U•• F•••••••• S••••••• I••• wirehouseAug 28, 2002 to Aug 6, 2013 · Jacksonville, Fl
- D••••••• B••• S••••••••• I••• no RAUMJul 19, 2002 to Sep 4, 2002 · New York, Ny
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Aug 3, 2023, registered Aug 3, 2023 (0 days) · channel change inside one enterprise, not a move · moved with a team
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Aug 6, 2013, registered Jul 29, 2013 (-8 days) · Wirehouse to wirehouse
- D••••••• B••• S••••••••• I••• to U•• F•••••••• S••••••• I•••left Sep 4, 2002, registered Aug 28, 2002 (-7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address