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Registered advisor
N•••••• A• C•••••••
Feed of 09/14/2026
Also filed as N•••••• Ann Young
At current firm
10 y
since Aug 18, 2016
In the industry
30 y
since Jun 13, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Aug 18, 2016 · Springfield, Ma
- V••• F•••••••• A•••••••• I••• BD affiliatedSep 16, 2014 to Jul 26, 2016 · Windsor, Ct
- V••• I••••••••• M••••••••• C•• L•• asset managerJun 30, 2010 to Aug 28, 2014 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 26, 2016, registered Aug 18, 2016 (23 days) · Other
- V••• I••••••••• M••••••••• C•• L•• to V••• F•••••••• A•••••••• I•••left Aug 28, 2014, registered Sep 16, 2014 (19 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address