DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••• M••••• G••••

S••••••••• A•••• M••••••••• L••independent RIACheshire, CtIA-onlyIAPD 2726777

Certified Financial Planner

Feed of 09/14/2026

Also filed as Chip G••••

At current firm

16 y

since Sep 17, 2010

In the industry

30 y

since Apr 12, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••••••• A•••• M••••••••• L•• independent RIA current
since Sep 17, 2010 · Cheshire, Ct
S••••••• P••••••• independent RIA
Jun 21, 2007 to Aug 4, 2010 · Glastonbury, Ct
C••••••••• I••••••••• M••••••••• unclassified
Apr 12, 2007 to Apr 30, 2007 · East Haven, Ct
N••••••••• I••••••••• I••• unclassified
Jan 19, 2006 to Apr 5, 2007 · East Haven, Ct
U•••• F•••••••• S••••••• G••••• I••• unclassified
Aug 30, 2005 to Dec 7, 2005 · Farmington, Ct
S•••••••• A••••••• L•• national BD
Sep 16, 1997 to Jul 28, 2003 · New Haven, Ct

Moves

a registration end followed by a registration begin elsewhere

S••••••• P••••••• to S••••••••• A•••• M••••••••• L••
left Aug 4, 2010, registered Sep 17, 2010 (44 days) · Other
C••••••••• I••••••••• M••••••••• to S••••••• P•••••••
left Apr 30, 2007, registered Jun 21, 2007 (52 days) · Other
N••••••••• I••••••••• I••• to C••••••••• I••••••••• M•••••••••
left Apr 5, 2007, registered Apr 12, 2007 (7 days) · Other
U•••• F•••••••• S••••••• G••••• I••• to N••••••••• I••••••••• I•••
left Dec 7, 2005, registered Jan 19, 2006 (43 days) · Other
S•••••••• A••••••• L•• to U•••• F•••••••• S••••••• G••••• I•••
left Jul 28, 2003, registered Aug 30, 2005 (764 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address