DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Springboard Asset Management LLC
Latest filing Mar 19, 2026
First filing on the tape Dec 2, 2021 · 7 filings
SEC status approved since Jan 3, 2022
RAUM
$137M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$136M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$68.4M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$137M as of Mar 19, 2026
Mar 23, 2023$97.8M then
HNW client RAUM$90.3M as of Mar 19, 2026
Mar 23, 2023$65.1M then
State-registered IARs (5.B.3)2 as of Mar 19, 2026
Mar 23, 20232 then
Employees (5.A)2 as of Mar 19, 2026
Mar 23, 20232 then
Private funds: no history
RAUM +15% over the last fiscal year+12% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $68.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 49derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $403,505derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$90.3M66%
- Individuals$46.2M34%
- Charitable organizations$334,0890.2%
- Individual clients
- 59reported
- HNW clients
- 38reported
- Pension plan clients
- 0reported
- Charitable clients
- 1reported
- Accounts
- 339reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Charles Morton GreenCertified Financial Planner | Cheshire, Ct | Sep 17, 2010 | 30 y | 5 |
| Rebecca Dewey GreenCertified Financial Planner | Cheshire, Ct | Sep 26, 2011 | 27 y | 5 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Rebecca Dewey Green from Asset Strategies, Inc.Sep 26, 2011 · Other
- Charles Morton Green from Symmetry PartnersSep 17, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Morton Charles Green · Principal/Chief Compliance Officercontrolsince 08/2010 · owns 50% to 75%
- Dewey Rebecca Green · Principalcontrolsince 09/2011 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cheshire, Ct · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 351 to 339Mar 26, 2025 to Mar 19, 2026
- Discretionary RAUM · $119M to $137MMar 26, 2025 to Mar 19, 2026
- HNW RAUM · $78.7M to $90.3MMar 26, 2025 to Mar 19, 2026
- Individual RAUM · $40.0M to $46.2MMar 26, 2025 to Mar 19, 2026
- RAUM · $119M to $137MMar 26, 2025 to Mar 19, 2026
- Accounts · 357 to 351Feb 21, 2024 to Mar 26, 2025
- HNW clients · 39 to 38Feb 21, 2024 to Mar 26, 2025
- Individual clients · 60 to 59Feb 21, 2024 to Mar 26, 2025
- Financial planning clients · 1-10 to 1-10Feb 21, 2024 to Mar 26, 2025
- Discretionary RAUM · $109M to $119MFeb 21, 2024 to Mar 26, 2025
- HNW RAUM · $72.9M to $78.7MFeb 21, 2024 to Mar 26, 2025
- Individual RAUM · $36.3M to $40.0MFeb 21, 2024 to Mar 26, 2025
- RAUM · $109M to $119MFeb 21, 2024 to Mar 26, 2025
- Accounts · 369 to 357Mar 23, 2023 to Feb 21, 2024
- HNW clients · 38 to 39Mar 23, 2023 to Feb 21, 2024
- Individual clients · 63 to 60Mar 23, 2023 to Feb 21, 2024
- Discretionary RAUM · $97.8M to $109MMar 23, 2023 to Feb 21, 2024
- HNW RAUM · $65.1M to $72.9MMar 23, 2023 to Feb 21, 2024
- Individual RAUM · $32.5M to $36.3MMar 23, 2023 to Feb 21, 2024
- RAUM · $97.8M to $109MMar 23, 2023 to Feb 21, 2024
- Accounts · 338 to 369May 18, 2022 to Mar 23, 2023
- HNW clients · 37 to 38May 18, 2022 to Mar 23, 2023
- Individual clients · 61 to 63May 18, 2022 to Mar 23, 2023
- Other offices · 2 to 0May 18, 2022 to Mar 23, 2023
- Discretionary RAUM · $104M to $97.8MMay 18, 2022 to Mar 23, 2023
- HNW RAUM · $69.6M to $65.1MMay 18, 2022 to Mar 23, 2023
- Individual RAUM · $34.4M to $32.5MMay 18, 2022 to Mar 23, 2023
- RAUM · $104M to $97.8MMay 18, 2022 to Mar 23, 2023
Signals
1 dated events
- Springboard Asset Management Llc filed its initial SEC registration (Form ADV)Dec 2, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- SPRINGBOARDASSET.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 203-651-7110reportedpublic record, Form ADV, Mar 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $68.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026