D•••••• A•• T•••

• M••••••• I••••••••• N•••••• I••• BD affiliated current
  since Aug 24, 2017 · Dallas, Tx
• M••••• S•••••• wirehouse
  Jun 1, 2009 to Sep 30, 2010 · Tyler, Tx
• C•••••••• G••••• M•••••• I••• BD affiliated
  Jan 16, 2009 to Jun 1, 2009 · Tyler, Tx
• U•• F•••••••• S••••••• I••• wirehouse
  Jan 10, 2008 to Sep 18, 2008 · Tyler, Tx

• M••••• S•••••• to M••••••• I••••••••• N•••••• I•••
  left Sep 30, 2010, registered Aug 24, 2017 (2520 days) · Other
• C•••••••• G••••• M•••••• I••• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
• U•• F•••••••• S••••••• I••• to C•••••••• G••••• M•••••• I•••
  left Sep 18, 2008, registered Jan 16, 2009 (120 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address