RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• G•••••••
- S••••• W••••• A•••••••• I••• no RAUM currentsince Dec 22, 2025 · Woodland Hills, Ca
- R•• C•••••• M••••••• L•• national BDApr 3, 2012 to Apr 24, 2025 · Beverly Hills, Ca
- B•••••••• F••• A••••••• asset managerAug 13, 2008 to Dec 13, 2011 · San Francisco, Ca
- C•••••• S••••• • C••• I••• national BDMay 24, 2005 to Jun 25, 2008 · Corte Madera, Ca
- R•• C•••••• M••••••• L•• to S••••• W••••• A•••••••• I•••left Apr 24, 2025, registered Dec 22, 2025 (242 days) · Other
- B•••••••• F••• A••••••• to R•• C•••••• M••••••• L••left Dec 13, 2011, registered Apr 3, 2012 (112 days) · Other
- C•••••• S••••• • C••• I••• to B•••••••• F••• A•••••••left Jun 25, 2008, registered Aug 13, 2008 (49 days) · Other
- A•••• G••••••• left R•• C•••••• M••••••• L•• for S••••• W••••• A•••••••• I••• (registered 2025-12-22)Apr 24, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address