RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- C•••••• I••••••••• A••••••• S•••••••• L•• BD affiliated currentsince Mar 9, 2018 · Raleigh, Nc
- C•••••••• F•••••••• G•••• A••••••• formerApr 26, 2012 to Mar 28, 2018 · Hinesville, Ga
- V••• F•••••••• A•••••••• I••• BD affiliatedNov 14, 2005 to Apr 20, 2012 · Guyton, Ga
- A••••••• G•••••• S••••••••• I••••••••• unclassifiedOct 17, 2003 to Oct 28, 2005 · Guyton, Ga
- C•••••••• F•••••••• G•••• A••••••• to C•••••• I••••••••• A••••••• S•••••••• L••left Mar 28, 2018, registered Mar 9, 2018 (-19 days) · Other · moved with a team
- V••• F•••••••• A•••••••• I••• to C•••••••• F•••••••• G•••• A•••••••left Apr 20, 2012, registered Apr 26, 2012 (6 days) · Other
- A••••••• G•••••• S••••••••• I••••••••• to V••• F•••••••• A•••••••• I•••left Oct 28, 2005, registered Nov 14, 2005 (17 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address