DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jeffrey Kim Lorenz
Feed of 09/15/2026
Also filed as Jeff Lorenz
At current firm
5 y
since Sep 2, 2021
In the industry
30 y
since Jun 7, 1996 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Advisory Alpha, LLC independent RIA currentsince Sep 2, 2021 · Holland, Mi
- Mutual Advisors, LLC BD affiliatedJan 15, 2016 to Aug 31, 2021 · Camarillo, Ca
- LPL Financial LLC BD affiliatedDec 16, 2011 to Jan 22, 2016 · Roseville, Ca
- Addison Avenue Financial Partners, LLC unclassifiedJan 25, 2006 to Dec 22, 2011 · Roseville, Ca
- Cuso Financial Services, L.P. formerOct 24, 2005 to Dec 1, 2006 · Roseville, Ca
- Pension Planners Securities, Inc. unclassifiedJan 28, 2005 to Oct 17, 2005 · Roseville, Ca
- Securities America Advisors, Inc. formerOct 2, 2001 to Dec 31, 2002 · Sacramento, Ca
Moves
a registration end followed by a registration begin elsewhere
- Mutual Advisors, LLC to Advisory Alpha, LLCleft Aug 31, 2021, registered Sep 2, 2021 (2 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- LPL Financial LLC to Mutual Advisors, LLCleft Jan 22, 2016, registered Jan 15, 2016 (-7 days) · Other
- Addison Avenue Financial Partners, LLC to LPL Financial LLCleft Dec 22, 2011, registered Dec 16, 2011 (-6 days) · Other
- Cuso Financial Services, L.P. to Addison Avenue Financial Partners, LLCleft Dec 1, 2006, registered Jan 25, 2006 (-310 days) · Other
- Pension Planners Securities, Inc. to Cuso Financial Services, L.P.left Oct 17, 2005, registered Oct 24, 2005 (7 days) · Other
- Securities America Advisors, Inc. to Pension Planners Securities, Inc.left Dec 31, 2002, registered Jan 28, 2005 (759 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address