RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H••••• J••••• B•••••
- R•• P•••••• W••••• independent RIA currentsince Jan 21, 2022 · Lancaster, Pa
- A•••••• A••••••• S••••••• formerOct 25, 2019 to Dec 31, 2021 · Irving, Tx
- 1•• G••••• A••••••• I•• formerAug 13, 2012 to Oct 25, 2019 · Chambersburg, Pa
- L•• F•••••••• L•• BD affiliatedAug 2, 2011 to Aug 14, 2012 · Camp Hill, Pa
- I••••• F•••••••• C••••••••• formerAug 18, 2010 to Jul 6, 2011 · Greencastle, Pa
- P•• W••••• M••••••••• BD affiliatedJan 1, 2004 to Mar 29, 2005 · Camp Hill, Pa
- J••••• H•••••••• W••• L••••• L•• formerSep 13, 2002 to Jan 1, 2004 · Camp Hill, Pa
- E•••••••• A•••••••• L•• national BDAug 19, 2002 to Sep 16, 2002 · Bala Cynwyd, Pa
- A•••••• A••••••• S••••••• to R•• P•••••• W•••••left Dec 31, 2021, registered Jan 21, 2022 (21 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- 1•• G••••• A••••••• I•• to A•••••• A••••••• S•••••••left Oct 25, 2019, registered Oct 25, 2019 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to 1•• G••••• A••••••• I••left Aug 14, 2012, registered Aug 13, 2012 (-1 days) · Other
- I••••• F•••••••• C••••••••• to L•• F•••••••• L••left Jul 6, 2011, registered Aug 2, 2011 (27 days) · Other
- P•• W••••• M••••••••• to I••••• F•••••••• C•••••••••left Mar 29, 2005, registered Aug 18, 2010 (1968 days) · Other
- J••••• H•••••••• W••• L••••• L•• to P•• W••••• M•••••••••left Jan 1, 2004, registered Jan 1, 2004 (0 days) · corporate re-registration, not a move
- E•••••••• A•••••••• L•• to J••••• H•••••••• W••• L••••• L••left Sep 16, 2002, registered Sep 13, 2002 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address