R••••• J••• C••••••

• B••••• P••••• A•••••••• L•• independent RIA current
  since Nov 30, 2020 · Metairie, La
• C••••••••• F•••••••• N•••••• national BD
  May 29, 2015 to Nov 18, 2020 · San Diego, Ca
• L•• F•••••••• L•• BD affiliated
  Jan 22, 2004 to Jun 5, 2015 · Metairie, La

• C••••••••• F•••••••• N•••••• to B••••• P••••• A•••••••• L••
  left Nov 18, 2020, registered Nov 30, 2020 (12 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
• L•• F•••••••• L•• to C••••••••• F•••••••• N••••••
  left Jun 5, 2015, registered May 29, 2015 (-7 days) · Other · moved with a team

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

30derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address