RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• C••••••• B•••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jan 16, 2026 · St. Clair Shores, Mi
- C••••••••• F•••••••• N•••••• national BDDec 10, 2013 to Jan 15, 2026 · St. Clair Shores, Mi
- S•• BD affiliatedFeb 1, 2010 to Dec 9, 2013 · Grosse Pointe, Mi
- C••••••••• F•••••••• N•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 15, 2026, registered Jan 16, 2026 (1 days) · Affiliated broker-dealer or bank to another
- S•• to C••••••••• F•••••••• N••••••left Dec 9, 2013, registered Dec 10, 2013 (1 days) · Other
- C•••••• C••••••• B••••• left C••••••••• F•••••••• N•••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-01-16)Jan 15, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address