RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• W••••• S••••••
- C••••••• P••••••• independent RIA currentsince Apr 19, 2017 · Overland Park, Ks
- C•••••••• W••••• S••••••• L•• unclassifiedJan 11, 2017 to Dec 31, 2017 · Lees Summit, Mo
- G•••••••• F•••••••• N••••••• L•• independent RIANov 4, 2016 to Mar 14, 2017 · Leawood, Ks
- V•• A••••••• S••••••• formerFeb 7, 2003 to Oct 14, 2016 · Overland Park, Ks
- T•• M••••••• I••• unclassifiedDec 1, 1999 to Feb 7, 2003 · Overland Pk, Ks
- C•••••••• W••••• S••••••• L•• to C••••••• P•••••••left Dec 31, 2017, registered Apr 19, 2017 (-256 days) · Other
- G•••••••• F•••••••• N••••••• L•• to C•••••••• W••••• S••••••• L••left Mar 14, 2017, registered Jan 11, 2017 (-62 days) · Other
- V•• A••••••• S••••••• to G•••••••• F•••••••• N••••••• L••left Oct 14, 2016, registered Nov 4, 2016 (21 days) · Other
- T•• M••••••• I••• to V•• A••••••• S•••••••left Feb 7, 2003, registered Feb 7, 2003 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address