DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brook Thomas Conley
Feed of 09/14/2026
At current firm
1 y
since Mar 3, 2025
In the industry
30 y
since Apr 1, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
17
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Voya Investment Management Co. LLC asset manager currentsince Mar 3, 2025 · New York, Ny
- Columbia Management Investment Advisers, LLC asset managerMay 1, 2010 to Mar 7, 2025 · Minneapolis, Mn
- Bofa Advisors, LLC formerJun 17, 2005 to May 1, 2010 · South Kingstown, Ri
Moves
a registration end followed by a registration begin elsewhere
- Columbia Management Investment Advisers, LLC to Voya Investment Management Co. LLCleft Mar 7, 2025, registered Mar 3, 2025 (-4 days) · Other
- Bofa Advisors, LLC to Columbia Management Investment Advisers, LLCleft May 1, 2010, registered May 1, 2010 (0 days) · corporate re-registration, not a move
Signals
- Brook Thomas Conley left Columbia Management Investment Advisers, Llc for Voya Investment Management Co. Llc (registered 2025-03-03)Mar 7, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address