DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Juan Carlos Arango
Feed of 09/15/2026
Also filed as Juan Arango
At current firm
1 y
since Mar 31, 2025
In the industry
30 y
since Jul 3, 1996 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Strategic Advisers LLC national BD currentsince Mar 31, 2025 · Dunwoody, Ga
- Fidelity Personal And Workplace Advisors formerJan 11, 2024 to Mar 31, 2025 · Dunwoody, Ga
- Schwab Wealth Advisory, Inc. no RAUMMar 6, 2023 to Nov 29, 2023 · Atlanta, Ga
- Charles Schwab & Co., Inc. national BDFeb 17, 2022 to Mar 8, 2023 · Alpharetta, Ga
- Td Ameritrade Investment Management, LLC formerJun 2, 2015 to Dec 15, 2022 · Atlanta, Ga
- Td Ameritrade, Inc. formerJun 2, 2015 to Oct 14, 2022 · Fort Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- Fidelity Personal And Workplace Advisors to Strategic Advisers LLCleft Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- Schwab Wealth Advisory, Inc. to Fidelity Personal And Workplace Advisorsleft Nov 29, 2023, registered Jan 11, 2024 (43 days) · Other
- Charles Schwab & Co., Inc. to Schwab Wealth Advisory, Inc.left Mar 8, 2023, registered Mar 6, 2023 (-2 days) · channel change inside one enterprise, not a move
- Td Ameritrade Investment Management, LLC to Charles Schwab & Co., Inc.left Dec 15, 2022, registered Feb 17, 2022 (-301 days) · corporate re-registration, not a move
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Oct 14, 2022, registered Jun 2, 2015 (-2691 days) · corporate re-registration, not a move
Signals
- Juan Carlos Arango left Schwab Wealth Advisory, Inc. for Fidelity Personal And Workplace Advisors (registered 2024-01-11)Nov 29, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address