DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G•••• A•••••• I•••

K••••• A•••••••• I•••BD affiliatedWest Palm Beach, Fl dual registrantIAPD 2745607

Feed of 09/14/2026

At current firm

4 y

since Oct 15, 2021

In the industry

29 y

since Dec 23, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K••••• A•••••••• I••• BD affiliated current
since Oct 15, 2021 · Ft. Lauderdale, Fl
S••••••••• A•••••• A•••••••• I••• former
Jul 17, 2020 to Oct 11, 2021 · West Palm Beach, Fl
I••••••••• A••••••• S••••••• I•• former
Dec 6, 2013 to Jul 17, 2020 · West Palm Beach, Fl
O•••• F•• I••• former
Jun 12, 2009 to Dec 5, 2013 · West Palm Beach, Fl
C••••• A•••••• N••••••• L•• former
Jan 3, 2008 to May 19, 2009 · Paramus, Nj
F•••• M•••••• S••••••••• C•••• unclassified
Mar 1, 2004 to Mar 29, 2007 · Orlando, Fl

Moves

a registration end followed by a registration begin elsewhere

S••••••••• A•••••• A•••••••• I••• to K••••• A•••••••• I•••
left Oct 11, 2021, registered Oct 15, 2021 (4 days) · Affiliated broker-dealer or bank to another
I••••••••• A••••••• S••••••• I•• to S••••••••• A•••••• A•••••••• I•••
left Jul 17, 2020, registered Jul 17, 2020 (0 days) · corporate re-registration, not a move
O•••• F•• I••• to I••••••••• A••••••• S••••••• I••
left Dec 5, 2013, registered Dec 6, 2013 (1 days) · Other
C••••• A•••••• N••••••• L•• to O•••• F•• I•••
left May 19, 2009, registered Jun 12, 2009 (24 days) · Other
F•••• M•••••• S••••••••• C•••• to C••••• A•••••• N••••••• L••
left Mar 29, 2007, registered Jan 3, 2008 (280 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address