DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

A••••••• I••••••• S••••••• L••

Wealth manager with institutional or fund businessMiami, FloridaCRD 173134SEC 801-122774websiteIAPD
Latest filing Jul 6, 2026
First filing on the tape Oct 1, 2014 · 17 filings
SEC status approved since Nov 26, 2021
RAUM
$210M
reported, Item 5.F
Discretionary
73%
of RAUM
Private clients
31%
$64.0M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$30.0M
derived; firm RAUM over IAPD count
Employees
12
6 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$210M as of Jul 6, 2026
Feb 1, 2022$203M then
HNW client RAUM$32.5M as of Jul 6, 2026
Feb 1, 2022$157M then
State-registered IARs (5.B.3)7 as of Jul 6, 2026
Feb 1, 202210 then
Employees (5.A)12 as of Jul 6, 2026
Feb 1, 202214 then
Private funds: no history
RAUM +16% over the last fiscal year+8.1% a year over threeIARs 6 to 7
Practice profile
derived from the filing of Jul 6, 2026; every figure names its basis
RAUM per advisor
$30.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
19derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$739,281derivedHNW RAUM over HNW clients
Average account
$908,477derivedRAUM over accounts (5.F.2.f)
Discretionary
73%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.7derivedItem 5.A over advisors
Advisors per office
2.3derived3 offices incl. principal (1.F.5)
RAUM growth, one year
+16%derivedbetween the last two annual amendments
Advisor growth, one year
+17%derivedItem 5.B.3 between annual amendments
Client growth, one year
+7.4%derived
Compensation
percentage of assets, otherreportedItem 5.E
Advisory activities
portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$32.5M51%
  • Individuals$31.5M49%
Individual clients
87reported
HNW clients
44reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
231reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.31 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=7.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
I••• T•••••• L•••••••••Valencia Jan 26, 201710 y0
M•••• F• T••••Miami, FlJul 9, 202132 y1
L••• H••••• V•••••••••Miami, FlOct 27, 202129 y2
V•••••• A•••••••• F•••••• A•••••Miami, Fl Jan 2, 202525 y5
D••••• A•••••••• M•••••••Miami, Fl Feb 14, 202515 y1
F•••••••• J••••• V•••West Windsor, Nj Feb 16, 202526 y0
N•••• D•••• S••••Miami, FlApr 24, 202511 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount4 left over 36 months
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • F•••••• A•••••• V••••••• A•••••••• · President And Principalcontrol
    since 09/2014 · owns 50% to 75%
  • G•••••• A••••••• · Managing Directorcontrol
    since 09/2014 · owns 50% to 75%
  • L••••••••• I•••• T•••••• · Chief Compliance Officercontrol
    since 04/2020 · owns less than 5%
  • M•••••••• D•••••• A•••••••• · Member Coo
    since 12/2017 · owns less than 5%
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Miami, Fl · principal700
Madrid000
Offices
Schedule D 1.F, the 25 largest
  • Miami, FL3 employees
  • ,
What changed
consecutive filings, newest first
  • Accounts · 208 to 231
    Nov 21, 2025 to Mar 12, 2026
  • Advisory employees · 5 to 6
    Nov 21, 2025 to Mar 12, 2026
  • HNW clients · 47 to 44
    Nov 21, 2025 to Mar 12, 2026
  • Individual clients · 75 to 87
    Nov 21, 2025 to Mar 12, 2026
  • Employees · 11 to 12
    Nov 21, 2025 to Mar 12, 2026
  • State-registered IARs · 6 to 7
    Nov 21, 2025 to Mar 12, 2026
  • Discretionary RAUM · $140M to $154M
    Nov 21, 2025 to Mar 12, 2026
  • HNW RAUM · $35.1M to $32.5M
    Nov 21, 2025 to Mar 12, 2026
  • Individual RAUM · $24.7M to $31.5M
    Nov 21, 2025 to Mar 12, 2026
  • Non-discretionary RAUM · $41.1M to $56.1M
    Nov 21, 2025 to Mar 12, 2026
  • RAUM · $181M to $210M
    Nov 21, 2025 to Mar 12, 2026
  • Accounts · 205 to 208
    Feb 14, 2025 to Apr 17, 2025
  • HNW clients · 46 to 47
    Feb 14, 2025 to Apr 17, 2025
  • Individual clients · 73 to 75
    Feb 14, 2025 to Apr 17, 2025
  • Financial planning clients · unset to
    Feb 14, 2025 to Apr 17, 2025
  • Discretionary RAUM · $137M to $140M
    Feb 14, 2025 to Apr 17, 2025
  • HNW RAUM · $37.1M to $35.1M
    Feb 14, 2025 to Apr 17, 2025
  • Individual RAUM · $23.6M to $24.7M
    Feb 14, 2025 to Apr 17, 2025
  • Non-discretionary RAUM · $16.3M to $41.1M
    Feb 14, 2025 to Apr 17, 2025
  • RAUM · $154M to $181M
    Feb 14, 2025 to Apr 17, 2025
  • Accounts · 273 to 205
    Feb 16, 2024 to Feb 14, 2025
  • Advisory employees · 9 to 5
    Feb 16, 2024 to Feb 14, 2025
  • BD registered reps · 10 to 7
    Feb 16, 2024 to Feb 14, 2025
  • HNW clients · 104 to 46
    Feb 16, 2024 to Feb 14, 2025
  • Individual clients · 110 to 73
    Feb 16, 2024 to Feb 14, 2025
  • Employees · 15 to 11
    Feb 16, 2024 to Feb 14, 2025
  • State-registered IARs · 10 to 6
    Feb 16, 2024 to Feb 14, 2025
  • Discretionary RAUM · $180M to $137M
    Feb 16, 2024 to Feb 14, 2025
  • HNW RAUM · $157M to $37.1M
    Feb 16, 2024 to Feb 14, 2025
  • Individual RAUM · $37.6M to $23.6M
    Feb 16, 2024 to Feb 14, 2025
  • Non-discretionary RAUM · $15.0M to $16.3M
    Feb 16, 2024 to Feb 14, 2025
  • RAUM · $195M to $154M
    Feb 16, 2024 to Feb 14, 2025
  • Accounts · 248 to 273
    May 31, 2023 to Feb 16, 2024
  • HNW clients · 110 to 104
    May 31, 2023 to Feb 16, 2024
  • Individual clients · 95 to 110
    May 31, 2023 to Feb 16, 2024
  • Assets in custody · 52331918.0 to unset
    May 31, 2023 to Feb 16, 2024
  • Custody of client assets · true to false
    May 31, 2023 to Feb 16, 2024
  • Employees · 14 to 15
    May 31, 2023 to Feb 16, 2024
  • Discretionary RAUM · $164M to $180M
    May 31, 2023 to Feb 16, 2024
  • HNW RAUM · $139M to $157M
    May 31, 2023 to Feb 16, 2024
Signals
7 dated events
  • V••••• J•••• H••••••• left A••••••• I••••••• S••••••• L•• for I••••••• A••••••• S•••••••• L•• (registered 2024-04-11)
    Apr 3, 2024 · Advisor changed firm · fact
  • E••••• S•••• H••••••• left A••••••• I••••••• S••••••• L•• for F••• L•• (registered 2025-01-23)
    Apr 1, 2024 · Advisor changed firm · fact
  • H•••••• I••• M••• left A••••••• I••••••• S••••••• L•• for I••••••• A••••••• S•••••••• L•• (registered 2024-03-18)
    Mar 15, 2024 · Advisor changed firm · fact
  • A••••• M••••••• H••••••• left A••••••• I••••••• S••••••• L•• for I••••••• A••••••• S•••••••• L•• (registered 2024-03-22)
    Mar 8, 2024 · Advisor changed firm · fact
  • 2 advisors left A••••••• I••••••• S••••••• L•• (Miami, FL) for I••••••• A••••••• S•••••••• L•• within 7 days
    Mar 8, 2024 · Team lift-out · derived
  • Tibisay Iris Leon-Mujica (Chief Compliance Officer) appeared on Schedule A of A••••••• I••••••• S••••••• L••
    Oct 28, 2021 · Control person joined · fact
  • A••••••• I••••••• S••••••• L•• filed its initial SEC registration (Form ADV)
    Oct 1, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business email
agarcia@advisoryinvestorservices.comreportedpublished by the firm, firm site, Sep 16, 2026
Business email
aiscompliance@advisoryinvestorservices.comreportedpublished by the firm, firm site, Sep 16, 2026
Business email
enogueira@advisoryinvestorservices.comreportedpublished by the firm, firm site, Sep 16, 2026
Business email
ileon@advisoryinvestorservices.comreportedpublished by the firm, firm site, Sep 16, 2026
Business email
jdelgado@advisoryinvestorservices.comreportedpublished by the firm, firm site, Sep 16, 2026
Business email
mpaniz@advisoryinvestorservices.comreportedpublished by the firm, firm site, Sep 16, 2026
Business email
vferrera@advisoryinvestorservices.comreportedpublished by the firm, firm site, Sep 16, 2026
Business phone
305-205-0904reportedpublished by the firm, firm site, Sep 16, 2026
Business phone
305-529-4700reportedpublished by the firm, firm site, Sep 16, 2026
Business phone
305-608-3620reportedpublished by the firm, firm site, Sep 16, 2026
Website
H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
786-462-6044reportedpublic record, Form ADV, Jul 6, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
RAUM per advisor
$30.0Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026
Across the graphs

A••••••• I••••••• S••••••• L•• is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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