RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• S•••• H•••••
- C••••••• institutional currentsince Apr 26, 2021 · Stockbridge, Ga
- S••••••••• F•••••••• A•••••••• L•• formerDec 3, 2007 to Jun 30, 2021 · Stockbridge, Ga
- C••••• A••••••• L•• formerJun 3, 2005 to Jul 20, 2021 · Peachtree City, Ga
- S••••••• I••••••••• S•••••••• I••• formerOct 6, 1998 to May 19, 2005 · Atlanta, Ga
- C••••• A••••••• L•• to S••••••••• F•••••••• A•••••••• L••left Jul 20, 2021, registered Dec 3, 2007 (-4978 days) · Other · moved with a team
- S••••••••• F•••••••• A•••••••• L•• to C•••••••left Jun 30, 2021, registered Apr 26, 2021 (-65 days) · Other · moved with a team
- S••••••• I••••••••• S•••••••• I••• to C••••• A••••••• L••left May 19, 2005, registered Jun 3, 2005 (15 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address