RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• A•••• S•••••••
- M••••••• R••• P••••••••• i••••••••• wealth currentsince Jul 25, 2012 · San Diego, Ca
- I••••••••• F•••••••• G••••• L•• BD affiliatedFeb 1, 2007 to Sep 15, 2017 · San Diego, Ca
- M•• I•••••••• S•••••••• L•• BD affiliatedJul 8, 1997 to Jan 22, 2007 · San Diego, Ca
- I••••••••• F•••••••• G••••• L•• to M••••••• R••• P•••••••••left Sep 15, 2017, registered Jul 25, 2012 (-1878 days) · Other · moved with a team
- M•• I•••••••• S•••••••• L•• to I••••••••• F•••••••• G••••• L••left Jan 22, 2007, registered Feb 1, 2007 (10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address