RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- A••••••••• I••••••••• M••••• other currentsince Feb 4, 2020 · Wayne, Nj
- B••••••• F•••••••• P••••••• L•• formerDec 15, 2014 to Dec 31, 2019 · Wayne, Nj
- A••••••••• I••• BD affiliatedJun 21, 2011 to Oct 7, 2014 · Concord, Ca
- E•••••••• P•••••••• S••••••••• I••• independent RIAFeb 20, 2008 to May 23, 2011 · Berwyn, Pa
- B••••••• F•••••••• P••••••• L•• to A••••••••• I••••••••• M•••••left Dec 31, 2019, registered Feb 4, 2020 (35 days) · Other · moved with a team
- A••••••••• I••• to B••••••• F•••••••• P••••••• L••left Oct 7, 2014, registered Dec 15, 2014 (69 days) · Other
- E•••••••• P•••••••• S••••••••• I••• to A••••••••• I•••left May 23, 2011, registered Jun 21, 2011 (29 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address