DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Beaumont Financial Partners LLC

Former SEC-registered adviserNeedham, MassachusettsCRD 108345SEC 801-57100IAPD
Latest filing Sep 22, 2022
First filing on the tape Nov 28, 2011 · 46 filings
RAUM
$3.0B
reported, Item 5.F
Discretionary
72%
of RAUM
Private clients
75%
$2.3B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
24
14 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
46 filings and snapshots on the tape
RAUM$3.0B as of Mar 25, 2022
Mar 9, 2012$1.4B then
HNW client RAUM$1.1B as of Mar 25, 2022
Mar 28, 2018$605M then
State-registered IARs (5.B.3)13 as of Mar 25, 2022
Mar 26, 201317 then
Employees (5.A)24 as of Mar 25, 2022
Mar 26, 201329 then
Private funds: no history
RAUM +24% over the last fiscal year+18% a year over threeIARs 13 to 13offices 2 to 3
Practice profile
derived from the filing of Sep 22, 2022; every figure names its basis
RAUM per advisor
$233MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
106derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$5.8MderivedHNW RAUM over HNW clients
Average account
$837,125derivedRAUM over accounts (5.F.2.f)
Discretionary
72%derivedof RAUM
Institutional
0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.8derivedItem 5.A over advisors
Advisors per office
3.3derived4 offices incl. principal (1.F.5)
RAUM growth, one year
+24%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+12%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Custody
$506M, 236 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$1.1B38%
  • Individuals$1.1B37%
  • Corporations and businesses$744M25%
  • Charitable organizations$9.3M0.3%
  • Pension and profit-sharing plans$289,9950.0%
Individual clients
1,187reported
HNW clients
197reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3,616reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
$506M for 236 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Joseph Thomas Cahill · Class A Membercontrol
      since 10/1999 · owns 25% to 50%
    • Anthony Lawrence Fiore · Class A Member/Tax Directorcontrol
      since 07/2007 · owns 5% to 10%
    • Mellier Richard Jr. Burnes · Class B Member
      since 10/1999 · owns 10% to 25%
    • Julien Philip Dubuque · Class B Member
      since 07/2006 · owns 10% to 25%
    • Prince Christopher Hennessey · Class C Member
      since 10/1999 · owns less than 5%
    • Francis Edward Hurley · Chief Financial Officer
      since 08/2006 · owns less than 5%
    • Maclay James Oates · Class B Member
      since 10/1999 · owns 10% to 25%
    • Harris Michael Snyder · Chief Compliance Officer
      since 05/2014 · owns less than 5%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    • Irving, TX1 employees
    • The Woodlands, TX1 employees
    • West Sayville, NY1 employees
    What changed
    consecutive filings, newest first
    • Charity clients · 3.0 to unset
      Mar 25, 2022 to Sep 22, 2022
    • Pension plan clients · 1.0 to unset
      Mar 25, 2022 to Sep 22, 2022
    • Assets in custody · $154M to $506M
      Mar 25, 2022 to Sep 22, 2022
    • Related insurance company · true to false
      Mar 25, 2022 to Sep 22, 2022
    • Accounts · 3,255 to 3,616
      Jun 28, 2021 to Mar 25, 2022
    • Advisory employees · 13 to 14
      Jun 28, 2021 to Mar 25, 2022
    • Advisory activities · 6 to 5
      Jun 28, 2021 to Mar 25, 2022
    • Charity clients · 2 to 3
      Jun 28, 2021 to Mar 25, 2022
    • Corporate clients · 6 to 5
      Jun 28, 2021 to Mar 25, 2022
    • HNW clients · 143 to 197
      Jun 28, 2021 to Mar 25, 2022
    • Individual clients · 1,094 to 1,187
      Jun 28, 2021 to Mar 25, 2022
    • Pension plan clients · 2 to 1
      Jun 28, 2021 to Mar 25, 2022
    • Assets in custody · $134M to $154M
      Jun 28, 2021 to Mar 25, 2022
    • Employees · 23 to 24
      Jun 28, 2021 to Mar 25, 2022
    • Discretionary RAUM · $1.8B to $2.2B
      Jun 28, 2021 to Mar 25, 2022
    • HNW RAUM · $916M to $1.1B
      Jun 28, 2021 to Mar 25, 2022
    • Individual RAUM · $956M to $1.1B
      Jun 28, 2021 to Mar 25, 2022
    • Non-discretionary RAUM · $635M to $838M
      Jun 28, 2021 to Mar 25, 2022
    • Pension RAUM · $1.3M to $289,995
      Jun 28, 2021 to Mar 25, 2022
    • RAUM · $2.4B to $3.0B
      Jun 28, 2021 to Mar 25, 2022
    • Advisory employees · 12 to 13
      Mar 23, 2021 to Jun 28, 2021
    • Other offices · 2 to 3
      Mar 23, 2021 to Jun 28, 2021
    • Accounts · 2,823 to 3,255
      Oct 5, 2020 to Mar 22, 2021
    • Advisory employees · 13 to 12
      Oct 5, 2020 to Mar 22, 2021
    • Charity clients · 3 to 2
      Oct 5, 2020 to Mar 22, 2021
    • Corporate clients · 14 to 6
      Oct 5, 2020 to Mar 22, 2021
    • HNW clients · 127 to 143
      Oct 5, 2020 to Mar 22, 2021
    • Individual clients · 1,086 to 1,094
      Oct 5, 2020 to Mar 22, 2021
    • Pension plan clients · 3 to 2
      Oct 5, 2020 to Mar 22, 2021
    • Assets in custody · $116M to $134M
      Oct 5, 2020 to Mar 22, 2021
    • Employees · 24 to 23
      Oct 5, 2020 to Mar 22, 2021
    • State-registered IARs · 14 to 13
      Oct 5, 2020 to Mar 22, 2021
    • Discretionary RAUM · $1.6B to $1.8B
      Oct 5, 2020 to Mar 22, 2021
    • HNW RAUM · $817M to $916M
      Oct 5, 2020 to Mar 22, 2021
    • Individual RAUM · $883M to $956M
      Oct 5, 2020 to Mar 22, 2021
    • Non-discretionary RAUM · $574M to $635M
      Oct 5, 2020 to Mar 22, 2021
    • Pension RAUM · $8.8M to $1.3M
      Oct 5, 2020 to Mar 22, 2021
    • RAUM · $2.2B to $2.4B
      Oct 5, 2020 to Mar 22, 2021
    • Accounts · 3,058 to 2,823
      Jan 17, 2020 to Mar 24, 2020
    • Charity clients · unset to 3.0
      Jan 17, 2020 to Mar 24, 2020
    Signals
    4 dated events
    • Beaumont Financial Partners LLC's advisors moved to Beaumont Financial Partners (Needham, MA): 11 of 12 registered, a day apart
      Dec 8, 2022 · Firm absorbed (people side) · derived
    • Robert Sean Alimena left Beaumont Financial Partners Llc for Procyon (registered 2022-10-06)
      Oct 7, 2022 · Advisor changed firm · fact
    • Beaumont Financial Partners Llc reported 14 state-registered advisory representatives, down from 34 (2019-12-18 to 2020-01-07)
      Jan 7, 2020 · Advisor headcount change · derived
    • Meade David Haviland (President, Owner Of H&Co) no longer on Schedule A of Beaumont Financial Partners Llc (listed 2019-12-18, absent 2020-01-07)
      Jan 7, 2020 · Control person left · inference
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026