DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Algorithmic Investment Models
Legal name Algorithmic Investment Models, LLC
Latest filing Jul 29, 2026
First filing on the tape Nov 11, 2019 · 22 filings
SEC status approved since Jan 2, 2020
RAUM
$90.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
4.3%
$3.9M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$13.0M
derived; firm RAUM over IAPD count
Employees
8
8 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$90.9M as of Jul 29, 2026
Mar 25, 2020$90.3M then
HNW client RAUM$2.1M as of Jul 29, 2026
Mar 25, 2020$0 then
State-registered IARs (5.B.3)7 as of Jul 29, 2026
Mar 25, 202015 then
Employees (5.A)8 as of Jul 29, 2026
Mar 25, 202023 then
Private funds: no history
RAUM -42% over the last fiscal year-18% a year over threeIARs 9 to 7offices 4 to 2
Practice profile
derived from the filing of Jul 29, 2026; every figure names its basis
- RAUM per advisor
- $13.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 1derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.1MderivedHNW RAUM over HNW clients
- Average account
- $336,613derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 2.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -44%derivedbetween the last two annual amendments
- Advisor growth, one year
- -22%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -11%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$3.5M40%
- High-net-worth individuals$2.1M24%
- Individuals$1.8M20%
- Corporations and businesses$1.4M16%
- Individual clients
- 6reported
- HNW clients
- 2reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 270reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $79.5M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.04 fund_share=0.04 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Courtney Arlene Doyle | Boston, Ma | Jan 23, 2020 | 13 y | 2 |
| Brendan Dennis RyanChartered Financial Analyst | Boston, Ma | Jan 23, 2020 | 14 y | 1 |
| James John Bulger | Boston, Ma | Feb 4, 2020 | 18 y | 3 |
| Denis John RezendesChartered Financial Analyst | Boston, Ma | Feb 7, 2020 | 11 y | 1 |
| Daniel Joseph Dixon | Boston, Ma | Apr 14, 2020 | 25 y | 3 |
| Andrew Philip Rice | Boston, Ma | Sep 27, 2022 | 10 y | 1 |
| Todd Matthew Rice | Boston, Ma | Sep 27, 2022 | 37 y | 1 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 14% of current headcount2 left over 36 months
Left, latest
- Jared Albert Klapman to Envestnet PmcApr 2, 2026 · Other
- Brandon M Anderson to Lazard Asset Management LLCJul 7, 2025 · Other
- Ryan Joseph Allessio to Tandem Wealth AdvisorsAug 24, 2020 · Other
- Chester Chappell to Fidelity Personal And Workplace AdvisorsAug 24, 2020 · Other
- William George Wise to Tandem Wealth AdvisorsAug 24, 2020 · Other
- Joshua Spielman Glazer to Toews Asset ManagementAug 24, 2020 · Other
- Gregory Curtis Ellms to Copper Beech Wealth ManagementAug 24, 2020 · Other
- Erich Fradenburg to Cw Advisors, LLCAug 24, 2020 · Other
- Zachary Alan Stout to Howard Capital Management, LLCJan 29, 2020 · Other
Joined, latest
- Andrew Philip Rice from AimSep 27, 2022 · Other
- Todd Matthew Rice from AimSep 27, 2022 · Other
- Daniel Joseph Dixon from Joseph Grace Holdings, Inc.Apr 14, 2020 · Other
- Jared Albert Klapman from Longboard Asset ManagementFeb 25, 2020 · Other
- Gregory Curtis Ellms from Wellesley Asset Management, Inc.Feb 25, 2020 · Other
- Erich Fradenburg from Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 25, 2020 · Other
- Denis John Rezendes from Beaumont Financial Partners LLCFeb 7, 2020 · Other
- James John Bulger from Beaumont Financial Partners LLCFeb 4, 2020 · Other
- Brandon M Anderson from Beaumont Financial Partners LLCJan 30, 2020 · Other
- Ryan Joseph Allessio from Beaumont Financial Partners LLCJan 23, 2020 · Other
- Courtney Arlene Doyle from Beaumont Financial Partners LLCJan 23, 2020 · Other
- Brendan Dennis Ryan from Beaumont Financial Partners LLCJan 23, 2020 · Other
- Zachary Alan Stout from Beaumont Financial Partners LLCJan 21, 2020 · Other
- William George Wise from Beaumont Financial Partners LLCJan 17, 2020 · Other
- Chester Chappell from Beaumont Financial Partners LLCJan 16, 2020 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- John Denis Rezendes · Partnercontrolsince 12/2021 · owns F of Algorithmic Research And Trading, LLC
- Philip Andrew Rice · Partnercontrolsince 12/2021 · owns F of Algorithmic Research And Trading, LLC
- Matthew Todd Rice · Partnercontrolsince 12/2021 · owns 25% to 50% of Algorithmic Research And Trading, LLC
- Dennis Brendan Ryan · Partnercontrolsince 12/2021 · owns F of Algorithmic Research And Trading, LLC
- Keith Raulin Villegas · Chief Compliance Officersince 07/2021 · owns less than 5%
- M Brandon Anderson · Partnersince 12/2021 · owns F of Algorithmic Research And Trading, LLC
- Eric Gordon Bennett · Partnersince 12/2021 · owns F of Algorithmic Research And Trading, LLC
- John James Bulger · Partnersince 12/2021 · owns F of Algorithmic Research And Trading, LLC
- Joseph Daniel Dixon · Partnersince 12/2021 · owns F of Algorithmic Research And Trading, LLC
- Arlene Courtney Doyle · Partnersince 12/2021 · owns F of Algorithmic Research And Trading, LLC
- David Driscoll · Partnersince 12/2021 · owns F of Algorithmic Research And Trading, LLC
- Marie Kaitlyn Kenney · Partnersince 12/2021 · owns F of Algorithmic Research And Trading, LLC
- Albert Jared Klapman · Partnersince 12/2021 · owns F of Algorithmic Research And Trading, LLC
- Burdick Kevin Osborn · Partnersince 12/2021 · owns F of Algorithmic Research And Trading, LLC
Entity owners
- Algorithmic Research And Trading, LLC · Equity Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boston, Ma · principal | 7 | 0 | 0 | ||
| Canton, Ma | 0 | 0 | 0 | ||
| Phoenix, Az | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- institutional asset share shiftChange between filings · filing Mar 31, 2026institutional share of RAUM moved from 51.0% to 5.0% between the annual amendments of 2025-02-21 and 2026-03-31peers: other advisers, under $100M (673)
- office count dropChange between filings · filing Mar 31, 2026offices other than the principal office (Item 1.F.5) moved from 4.0 to 2.0 (-50.0%) between the annual amendments of 2025-02-21 and 2026-03-31; the peer median change was 0.0% (42 comparable advisers, 10.0th percentile of changes)peers: other advisers, under $100M (42) · 9.8% percentile
What changed
consecutive filings, newest first
- Accounts · 281 to 270Mar 31, 2026 to May 19, 2026
- Discretionary RAUM · $87.8M to $90.9MMar 31, 2026 to May 19, 2026
- HNW RAUM · $2.0M to $2.1MMar 31, 2026 to May 19, 2026
- Individual RAUM · $1.7M to $1.8MMar 31, 2026 to May 19, 2026
- RAUM · $87.8M to $90.9MMar 31, 2026 to May 19, 2026
- Accounts · 289 to 281Feb 21, 2025 to Mar 31, 2026
- Advisory employees · 10 to 8Feb 21, 2025 to Mar 31, 2026
- Corporate clients · unset to 1.0Feb 21, 2025 to Mar 31, 2026
- HNW clients · 1 to 2Feb 21, 2025 to Mar 31, 2026
- Individual clients · 8 to 6Feb 21, 2025 to Mar 31, 2026
- Employees · 10 to 8Feb 21, 2025 to Mar 31, 2026
- State-registered IARs · 9 to 7Feb 21, 2025 to Mar 31, 2026
- Other offices · 4 to 2Feb 21, 2025 to Mar 31, 2026
- Discretionary RAUM · $157M to $87.8MFeb 21, 2025 to Mar 31, 2026
- HNW RAUM · $785,900 to $2.0MFeb 21, 2025 to Mar 31, 2026
- Individual RAUM · $2.3M to $1.7MFeb 21, 2025 to Mar 31, 2026
- RAUM · $157M to $87.8MFeb 21, 2025 to Mar 31, 2026
- Wrap assets (manager) · $71.8M to $79.5MFeb 21, 2025 to Mar 31, 2026
- Accounts · 302 to 289Jun 27, 2024 to Feb 21, 2025
- Business name · BEAUMONT CAPITAL MANAGEMENT, LLC to ALGORITHMIC INVESTMENT MODELSJun 27, 2024 to Feb 21, 2025
- HNW clients · unset to 1.0Jun 27, 2024 to Feb 21, 2025
- Individual clients · unset to 8.0Jun 27, 2024 to Feb 21, 2025
- Insurance-licensed employees · 2 to 0Jun 27, 2024 to Feb 21, 2025
- Financial planning clients · unset to Jun 27, 2024 to Feb 21, 2025
- Legal name · BEAUMONT CAPITAL MANAGEMENT, LLC to ALGORITHMIC INVESTMENT MODELS, LLCJun 27, 2024 to Feb 21, 2025
- Discretionary RAUM · $153M to $157MJun 27, 2024 to Feb 21, 2025
- HNW RAUM · unset to 785900.0Jun 27, 2024 to Feb 21, 2025
- Individual RAUM · unset to 2294875.0Jun 27, 2024 to Feb 21, 2025
- RAUM · $153M to $157MJun 27, 2024 to Feb 21, 2025
- Related adviser · true to falseJun 27, 2024 to Feb 21, 2025
- Wrap assets (manager) · $2.0B to $71.8MJun 27, 2024 to Feb 21, 2025
- Advisory activities · 4 to 3Mar 22, 2024 to Jun 27, 2024
- BD registered reps · 4 to 0Mar 22, 2024 to Jun 27, 2024
- Discretionary RAUM · $155M to $153MMar 22, 2024 to Jun 27, 2024
- RAUM · $155M to $153MMar 22, 2024 to Jun 27, 2024
- Wrap assets (manager) · $2.1B to $2.0BMar 22, 2024 to Jun 27, 2024
- Accounts · 332 to 302Jun 8, 2023 to Mar 22, 2024
- Advisory employees · 9 to 10Jun 8, 2023 to Mar 22, 2024
- Individual clients · 240.0 to unsetJun 8, 2023 to Mar 22, 2024
- Employees · 9 to 10Jun 8, 2023 to Mar 22, 2024
Signals
10 dated events
- Jared Albert Klapman left Algorithmic Investment Models for Envestnet Pmc (registered 2026-07-24)Apr 2, 2026 · Advisor changed firm · fact
- Brandon M Anderson left Algorithmic Investment Models for Lazard Asset Management Llc (registered 2025-07-02)Jul 7, 2025 · Advisor changed firm · fact
- 2 advisors left Aim (Boston, MA) for Algorithmic Investment Models on the same dayFeb 12, 2025 · Team lift-out · derived
- Algorithmic Investment Models reported RAUM $215.0M, up 96% from $109.8M (2021-11-03 to 2022-03-21)Mar 21, 2022 · RAUM change · derived
- Meade David Haviland (President, Owner Of H & Co) no longer on Schedule A of Algorithmic Investment Models (listed 2021-11-03, absent 2022-03-21)Mar 21, 2022 · Control person left · inference
- Matthew Todd Rice (Partner) appeared on Schedule A of Algorithmic Investment ModelsMar 21, 2022 · Control person joined · fact
- Philip Andrew Rice (Partner) appeared on Schedule A of Algorithmic Investment ModelsMar 21, 2022 · Control person joined · fact
- Algorithmic Investment Models reported RAUM $90.3M, down 77% from $399.5M (2020-01-13 to 2020-03-25)Mar 25, 2020 · RAUM change · derived
- Algorithmic Investment Models reported 7 offices beyond its principal office, up from 0 (2019-11-11 to 2020-01-13)Jan 13, 2020 · Office count change · derived
- Beaumont Capital Management, Llc filed its initial SEC registration (Form ADV)Nov 11, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/algorithmic-investment-models-aimreportedpublic record, Form ADV, Sep 17, 2026
- Website
- algomodels.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 888-777-0535reportedpublic record, Form ADV, Jul 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $13.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026