RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• A•••••• F••••••
- C••••••••• P••••••• G•••• independent RIA currentsince Aug 20, 2025 · New Braunfels, Tx
- E•••• S••••••••• L•• BD affiliatedFeb 24, 2015 to Sep 3, 2025 · Edison, Nj
- M•• F•••••••• S•••••••• I••• formerJul 30, 2002 to Mar 2, 2009 · Short Hills, Nj
- E•••• S••••••••• L•• to C••••••••• P••••••• G••••left Sep 3, 2025, registered Aug 20, 2025 (-14 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- M•• F•••••••• S•••••••• I••• to E•••• S••••••••• L••left Mar 2, 2009, registered Feb 24, 2015 (2185 days) · Other
- M•••••• A•••••• F•••••• left E•••• S••••••••• L•• for C••••••••• P••••••• G•••• (registered 2025-08-20)Sep 3, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address