RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F••••••••• institutional currentsince Sep 15, 2026 · Carrollton, Tx
- M• F•••••••• A•••• M••••••••• I••• independent RIAMar 20, 2024 to Jul 22, 2026 · Portland, Or
- M• H••••••• S••••••••• I••• BD affiliatedSep 12, 2023 to Jul 22, 2026 · Dallas, Tx
- M••••••••• I••••••••• S••••••• L•• formerFeb 9, 2021 to Sep 13, 2023 · Chicago, Il
- N••••• A•••• M••••••••• L•• mixed wealthSep 1, 2011 to Apr 26, 2019 · Chicago, Il
- N••••• F••• A•••••••• L•• asset managerApr 26, 2010 to Sep 1, 2011 · Chicago, Il
- U•• F•••••••• S••••••• I••• wirehouseJun 9, 2008 to Aug 27, 2009 · Louisville, Ky
- U•• F•••••••• S••••••• I••• wirehouseMay 10, 2005 to Aug 21, 2007 · Chicago, Il
- M• F•••••••• A•••• M••••••••• I••• to F•••••••••left Jul 22, 2026, registered Sep 15, 2026 (55 days) · Other
- M• H••••••• S••••••••• I••• to M• F•••••••• A•••• M••••••••• I•••left Jul 22, 2026, registered Mar 20, 2024 (-854 days) · Affiliated broker-dealer or bank to independent RIA
- M••••••••• I••••••••• S••••••• L•• to M• H••••••• S••••••••• I•••left Sep 13, 2023, registered Sep 12, 2023 (-1 days) · RIA to affiliated broker-dealer or bank
- N••••• A•••• M••••••••• L•• to M••••••••• I••••••••• S••••••• L••left Apr 26, 2019, registered Feb 9, 2021 (655 days) · RIA to RIA
- N••••• F••• A•••••••• L•• to N••••• A•••• M••••••••• L••left Sep 1, 2011, registered Sep 1, 2011 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to N••••• F••• A•••••••• L••left Aug 27, 2009, registered Apr 26, 2010 (242 days) · Other
- R••••• P•••••• O•••• registered as an investment adviser representative at Fisher\SmbSep 15, 2026 · Advisor registered · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address