W•••• M•••• A••••••

• M••••• S•••••• wirehouse current
  since Jun 1, 2009 · Akron, Oh
• M••••• S•••••• • C•• L•• unclassified
  Oct 14, 2008 to Jun 1, 2009 · Akron, Oh
• C•••••••• G••••• M•••••• I••• BD affiliated
  Jul 17, 2006 to Oct 21, 2008 · Akron, Oh
• W•••• F•••• A••••••• wirehouse
  May 30, 2000 to Jun 26, 2006 · Greenwood Village, Co

• M••••• S•••••• • C•• L•• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
• C•••••••• G••••• M•••••• I••• to M••••• S•••••• • C•• L••
  left Oct 21, 2008, registered Oct 14, 2008 (-7 days) · Other
• W•••• F•••• A••••••• to C•••••••• G••••• M•••••• I•••
  left Jun 26, 2006, registered Jul 17, 2006 (21 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address