DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• P•••••••••

T••••• A••••••• S•••••••• I•••BD affiliatedWeston, Fldual registrantIAPD 2762959

Feed of 09/14/2026

Also filed as A••••• Perretgentil

At current firm

3 y

since Mar 23, 2023

In the industry

30 y

since Aug 22, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••• A••••••• S•••••••• I••• BD affiliated current
since Mar 23, 2023 · Weston, Fl
M••••• S•••••• wirehouse
Jun 10, 2011 to Mar 28, 2023 · Boca Raton, Fl
U•• F•••••••• S••••••• I••• wirehouse
Jan 1, 2010 to Jun 20, 2011 · Coral Gables, Fl
U•• I••••••••• I••• unclassified
Jun 3, 2002 to Jan 1, 2010 · Coral Gables, Fl
U•• F•••••••• S••••••• I••• wirehouse
Oct 1, 1996 to Jun 1, 2002 · Coral Gables, Fl

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to T••••• A••••••• S•••••••• I•••
left Mar 28, 2023, registered Mar 23, 2023 (-5 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
U•• F•••••••• S••••••• I••• to M••••• S••••••
left Jun 20, 2011, registered Jun 10, 2011 (-10 days) · Wirehouse to wirehouse
U•• I••••••••• I••• to U•• F•••••••• S••••••• I•••
left Jan 1, 2010, registered Jan 1, 2010 (0 days) · corporate re-registration, not a move
U•• F•••••••• S••••••• I••• to U•• I••••••••• I•••
left Jun 1, 2002, registered Jun 3, 2002 (2 days) · corporate re-registration, not a move

Signals

A••••• P••••••••• left M••••• S•••••• for T••••• A••••••• S•••••••• I••• (registered 2023-03-23)
Mar 28, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address