RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• J•••• C••••••••
- R•••••• I••••••••• asset manager currentsince Apr 13, 2020 · Scottsdale, Az
- A•••••••• F•••• M••••••••• L•• asset managerFeb 14, 2019 to Feb 25, 2020 · Scottsdale, Az
- A•••••••• F•••• M••••••••• L•• asset managerJan 1, 2005 to Feb 14, 2019 · Menomonee Falls, Wi
- S••••• C•••••• M••••••••• I•• unclassifiedNov 29, 2001 to Jan 1, 2005 · Menomonee Falls, Wi
- A•••••••• F•••• M••••••••• L•• to R•••••• I•••••••••left Feb 25, 2020, registered Apr 13, 2020 (48 days) · Other
- S••••• C•••••• M••••••••• I•• to A•••••••• F•••• M••••••••• L••left Jan 1, 2005, registered Jan 1, 2005 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address