DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Andrew Jeffrey Southworth

Cetera Investment Advisers LLCBD affiliatedLouisville, Kydual registrantIAPD 2764040

Certified Financial Planner

Feed of 09/14/2026

Also filed as Andy Jeffrey Southworth

At current firm

0 y

since Nov 20, 2025

In the industry

27 y

since Aug 11, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cetera Investment Advisers LLC BD affiliated current
since Nov 20, 2025 · Louisville, Ky
Thurston Springer Advisors BD affiliated
Nov 25, 2020 to Nov 19, 2025 · Indianapolis, In
Thurston Springer Financial former
Oct 15, 2018 to Jul 29, 2021 · Indianapolis, In
Kpp Advisory Services LLC independent RIA
Oct 5, 2017 to Oct 18, 2018 · Louisville, Ky
LPL Financial LLC BD affiliated
Dec 6, 2006 to Mar 1, 2018 · Louisville, Ky
New England Securities Corporation former
Jul 19, 2005 to Dec 12, 2006 · Louisville, Ky

Moves

a registration end followed by a registration begin elsewhere

Thurston Springer Advisors to Cetera Investment Advisers LLC
left Nov 19, 2025, registered Nov 20, 2025 (1 days) · Affiliated broker-dealer or bank to another
Thurston Springer Financial to Thurston Springer Advisors
left Jul 29, 2021, registered Nov 25, 2020 (-246 days) · Affiliated broker-dealer or bank to another
Kpp Advisory Services LLC to Thurston Springer Financial
left Oct 18, 2018, registered Oct 15, 2018 (-3 days) · RIA to affiliated broker-dealer or bank
LPL Financial LLC to Kpp Advisory Services LLC
left Mar 1, 2018, registered Oct 5, 2017 (-147 days) · Other
New England Securities Corporation to LPL Financial LLC
left Dec 12, 2006, registered Dec 6, 2006 (-6 days) · Other

Signals

Andrew Jeffrey Southworth left Thurston Springer Advisors for Cetera Investment Advisers Llc (registered 2025-11-20)
Nov 19, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address