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Registered advisor
W•••••• D• C•••••••
Feed of 09/14/2026
Also filed as Guillermo Raul De C•••••••
At current firm
5 y
since Jul 19, 2021
In the industry
30 y
since Aug 30, 1996 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jul 19, 2021 · Alpharetta, Ga
- L•• F•••••••• L•• BD affiliatedOct 22, 2020 to Jul 16, 2021 · Miami, Fl
- C••••• I••••••••• A••••••• L•• BD affiliatedSep 1, 2015 to Oct 21, 2020 · Miami, Fl
- W•••• F•••• A••••••• wirehouseFeb 19, 2013 to Apr 8, 2014 · Miami, Fl
- B••• I••••••••• S•••••••• I••• formerMay 20, 2010 to Feb 20, 2013 · Key Biscayne, Fl
- E••••• J•••• national BDJun 24, 2009 to Mar 5, 2010 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 16, 2021, registered Jul 19, 2021 (3 days) · Affiliated broker-dealer or bank to wirehouse
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Oct 21, 2020, registered Oct 22, 2020 (1 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to C••••• I••••••••• A••••••• L••left Apr 8, 2014, registered Sep 1, 2015 (511 days) · Other
- B••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left Feb 20, 2013, registered Feb 19, 2013 (-1 days) · Other
- E••••• J•••• to B••• I••••••••• S•••••••• I•••left Mar 5, 2010, registered May 20, 2010 (76 days) · Affiliated broker-dealer or bank to a newly registered adviser
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address