DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Daniel Thomas Proulx
Chartered Financial Consultant
Feed of 09/15/2026
Also filed as Danny Proulx
At current firm
13 y
since Sep 16, 2013
In the industry
30 y
since Jul 31, 1996 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Isc Advisors, Inc. mixed wealth currentsince Sep 16, 2013 · Denton, Tx
- Momentum Independent Network Inc. BD affiliatedApr 5, 2007 to Aug 14, 2007 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Momentum Independent Network Inc. to Isc Advisors, Inc.left Aug 14, 2007, registered Sep 16, 2013 (2225 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address