L••••••• E••••• M••••

• T••••• A••••••• S•••••••• I••• BD affiliated current
  since Feb 17, 2021 · Henrico, Va
• B••• S••••••••• L•• former
  Dec 20, 2016 to Feb 17, 2021 · Richmond, Va
• W•••• F•••• A••••••• wirehouse
  Feb 10, 2011 to Oct 13, 2015 · Richmond, Va

• B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••
  left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
• W•••• F•••• A••••••• to B••• S••••••••• L••
  left Oct 13, 2015, registered Dec 20, 2016 (434 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address