RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• E••• W•••••••
- X•• F•••••••• G•••• independent RIA currentsince Jul 21, 2017 · Bethesda, Md
- J••••• M••••••••• S•••• L•• BD affiliatedFeb 21, 2017 to Mar 10, 2017 · Washington, Dc
- R••••• W• B•••• • C•• I••••••••• mixed wealthJul 20, 2007 to Jan 14, 2017 · Reston, Va
- F•••••• B•••• W••••• L•• unclassifiedOct 5, 2005 to Aug 2, 2007 · Reston, Va
- J••••• M••••••••• S•••• L•• to X•• F•••••••• G••••left Mar 10, 2017, registered Jul 21, 2017 (133 days) · Other
- R••••• W• B•••• • C•• I••••••••• to J••••• M••••••••• S•••• L••left Jan 14, 2017, registered Feb 21, 2017 (38 days) · Other
- F•••••• B•••• W••••• L•• to R••••• W• B•••• • C•• I•••••••••left Aug 2, 2007, registered Jul 20, 2007 (-13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address