RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- X••• S••••••• independent RIA currentsince Feb 12, 2026 · Woodbury, Mn
- T•••• W••••• A•••••••• L•• independent RIAApr 1, 2021 to Mar 9, 2024 · Hopkins, Mn
- E••••• J•••• national BDDec 10, 2013 to Apr 5, 2021 · St Paul, Mn
- T•••• W••••• A•••••••• L•• to X••• S•••••••left Mar 9, 2024, registered Feb 12, 2026 (705 days) · RIA to RIA
- E••••• J•••• to T•••• W••••• A•••••••• L••left Apr 5, 2021, registered Apr 1, 2021 (-4 days) · Affiliated broker-dealer or bank to independent RIA
- B•••• D• M••••• left T•••• W••••• A•••••••• L•• for X••• S••••••• (registered 2026-02-12)Mar 9, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address