RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••• A••• B•••••••
- C••••••••• W•••••• L•• independent RIA currentsince Oct 11, 2018 · Overland Park, Ks
- G••••••• A•••••••• L•• independent RIASep 30, 2016 to Oct 9, 2018 · Lincoln, Ne
- C••••••••• I••••••••• S••••••••• I••• unclassifiedJul 26, 2004 to Dec 31, 2007 · Lincoln, Ne
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 26, 1998 to Sep 11, 2002 · Lincoln, Ne
- G••••••• A•••••••• L•• to C••••••••• W•••••• L••left Oct 9, 2018, registered Oct 11, 2018 (2 days) · RIA to RIA · moved with a team
- C••••••••• I••••••••• S••••••••• I••• to G••••••• A•••••••• L••left Dec 31, 2007, registered Sep 30, 2016 (3196 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••••• I••••••••• S••••••••• I•••left Sep 11, 2002, registered Jul 26, 2004 (684 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address