DFX Intelligence
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Registered advisor
M••••• D• B• M••••••
Feed of 09/14/2026
Also filed as M•••••• B••••••••• D••••• B• W••••••••• D••••• W••••••••• D••••• B••••••••• D• B• W••••••••• D• W••••••••• D• M••••••••• W•••••••
At current firm
13 y
since Aug 26, 2013
In the industry
29 y
since Jun 19, 1997 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••• A•••••• G••••• L•• BD affiliated currentsince Aug 26, 2013 · Stroudsburg, Pa
- P•• W••••• M••••••••• BD affiliatedJan 1, 2004 to Aug 27, 2013 · Stroudsburg, Pa
- J••••• H•••••••• W••• L••••• L•• formerMay 29, 2003 to Jan 1, 2004 · Stroudsburg, Pa
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to P•••••• A•••••• G••••• L••left Aug 27, 2013, registered Aug 26, 2013 (-1 days) · Other
- J••••• H•••••••• W••• L••••• L•• to P•• W••••• M•••••••••left Jan 1, 2004, registered Jan 1, 2004 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address