RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A•••• R••••••
- P••••••••• B•••••••• S•••••••• I••• independent RIA currentsince Jan 6, 2023 · Green Bay, Wi
- B•• P•••••••• I••• BD affiliatedJun 8, 2017 to Jan 5, 2023 · Belton, Mo
- Q•••••• A•••• M••••••••• I••• formerMar 21, 2013 to May 1, 2017 · Minneapolis, Mn
- C••••••••• S••••••••• L•• BD affiliatedJul 25, 2011 to Dec 31, 2012 · Overland Park, Ks
- I••••••••• A••••••• C••• formerApr 25, 2007 to Mar 29, 2010 · West Des Moines, Ia
- S•• I••••••••• I••• formerJan 31, 2006 to Apr 26, 2007 · Topeka, Ks
- B•• P•••••••• I••• to P••••••••• B•••••••• S•••••••• I•••left Jan 5, 2023, registered Jan 6, 2023 (1 days) · Affiliated broker-dealer or bank to independent RIA
- Q•••••• A•••• M••••••••• I••• to B•• P•••••••• I•••left May 1, 2017, registered Jun 8, 2017 (38 days) · Other
- C••••••••• S••••••••• L•• to Q•••••• A•••• M••••••••• I•••left Dec 31, 2012, registered Mar 21, 2013 (80 days) · Other
- I••••••••• A••••••• C••• to C••••••••• S••••••••• L••left Mar 29, 2010, registered Jul 25, 2011 (483 days) · Other
- S•• I••••••••• I••• to I••••••••• A••••••• C•••left Apr 26, 2007, registered Apr 25, 2007 (-1 days) · Other
- J•••• A•••• R•••••• left B•• P•••••••• I••• for P••••••••• B•••••••• S•••••••• I••• (registered 2023-01-06)Jan 5, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address