RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••• C••••• L•••
- K•••••••• W••••• M••••••••• L•• independent RIA currentsince Jan 15, 2021 · College Station, Tx
- W•••• F•••• A••••••• wirehouseAug 31, 2012 to Jan 27, 2021 · San Antonio, Tx
- P•• M•••••• A•••••• S••••••••• I••• formerMar 30, 2011 to Aug 20, 2012 · Houston, Tx
- W•••• F•••• A••••••• to K•••••••• W••••• M••••••••• L••left Jan 27, 2021, registered Jan 15, 2021 (-12 days) · Wirehouse to independent RIA
- P•• M•••••• A•••••• S••••••••• I••• to W•••• F•••• A•••••••left Aug 20, 2012, registered Aug 31, 2012 (11 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address