RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• J••••• S•••••
- A••• A••••••• P••••••• BD affiliated currentsince Jul 20, 2026 · New York, Ny
- U••• C•••••• W••••• A•••••••• L•• BD affiliatedOct 31, 2022 to Jul 20, 2026 · Andover, Ma
- P••••••• P•••••• W•••••• L•• formerMar 16, 2020 to Sep 8, 2022 · Burlington, Ma
- B••••••• F•••••••• P••••••• L•• formerFeb 20, 2018 to Jun 26, 2019 · Needham, Ma
- S•••••••• A••••••• L•• national BDApr 2, 1999 to Dec 31, 2017 · Boston, Ma
- U••• C•••••• W••••• A•••••••• L•• to A••• A••••••• P•••••••left Jul 20, 2026, registered Jul 20, 2026 (0 days) · corporate re-registration, not a move
- P••••••• P•••••• W•••••• L•• to U••• C•••••• W••••• A•••••••• L••left Sep 8, 2022, registered Oct 31, 2022 (53 days) · RIA to affiliated broker-dealer or bank · moved with a team
- B••••••• F•••••••• P••••••• L•• to P••••••• P•••••• W•••••• L••left Jun 26, 2019, registered Mar 16, 2020 (264 days) · RIA to RIA
- S•••••••• A••••••• L•• to B••••••• F•••••••• P••••••• L••left Dec 31, 2017, registered Feb 20, 2018 (51 days) · Other
- D••••• J••••• S••••• left P••••••• P•••••• W•••••• L•• for U••• C•••••• W••••• A•••••••• L•• (registered 2022-10-31)Sep 8, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address