RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• E••••• S••••
- P•••• C•••••• F•••••••• mixed wealth currentsince Nov 7, 2024 · Overland Park, Ks
- O••••••••• institutionalJun 4, 2021 to Nov 4, 2024 · Overland Park, Ks
- H•••••••• A•••••••• L•• BD affiliatedAug 15, 2014 to Jun 7, 2021 · Hunt Valley, Md
- P•• F•••••••• A••••••• I•• formerMar 23, 2009 to Aug 19, 2014 · Hunt Valley, Md
- O••••••••• to P•••• C•••••• F••••••••left Nov 4, 2024, registered Nov 7, 2024 (3 days) · Other
- H•••••••• A•••••••• L•• to O•••••••••left Jun 7, 2021, registered Jun 4, 2021 (-3 days) · Other · moved with a team
- P•• F•••••••• A••••••• I•• to H•••••••• A•••••••• L••left Aug 19, 2014, registered Aug 15, 2014 (-4 days) · Other
- J•••• E••••• S•••• left O••••••••• for P•••• C•••••• F•••••••• (registered 2024-11-07)Nov 4, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address