RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• E• R•••••
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Mar 18, 2025 · Indianapolis, In
- P••• A••••• S••••••••• L•• BD affiliatedSep 12, 2023 to Mar 28, 2025 · Indianapolis, In
- P•••• S••••••••• L•• no RAUMMay 15, 2013 to Jul 12, 2016 · Liberty Township, Oh
- O••••••••• S••••••••• I••• BD affiliatedAug 11, 2010 to Mar 7, 2013 · Carmel, In
- N•• E•••••• S••••••••• C••••••••• formerMar 12, 2009 to Jun 4, 2010 · Indianapolis, In
- P••• A••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Mar 28, 2025, registered Mar 18, 2025 (-10 days) · Affiliated broker-dealer or bank to another
- P•••• S••••••••• L•• to P••• A••••• S••••••••• L••left Jul 12, 2016, registered Sep 12, 2023 (2618 days) · Other
- O••••••••• S••••••••• I••• to P•••• S••••••••• L••left Mar 7, 2013, registered May 15, 2013 (69 days) · Other
- N•• E•••••• S••••••••• C••••••••• to O••••••••• S••••••••• I•••left Jun 4, 2010, registered Aug 11, 2010 (68 days) · Other
- M•••••• E• R••••• left P••• A••••• S••••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2025-03-18)Mar 28, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address