D•••••• A••• B••••

• M••••• S•••••• wirehouse current
  since Feb 22, 2022 · Hartford, Ct
• W•••• F•••• A••••••• wirehouse
  Oct 7, 2009 to Mar 1, 2022 · Melville, Ny
• W•••• F•••• I••••••••• L•• unclassified
  May 15, 2002 to Oct 7, 2009 · Manchester, Ct
• S••••••••• C••••••••• O• I••• unclassified
  Apr 10, 2002 to May 2, 2002 · Cedar Rapids, Ia

• W•••• F•••• A••••••• to M••••• S••••••
  left Mar 1, 2022, registered Feb 22, 2022 (-7 days) · Wirehouse to wirehouse · moved with a team
• W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
  left Oct 7, 2009, registered Oct 7, 2009 (0 days) · Other
• S••••••••• C••••••••• O• I••• to W•••• F•••• I••••••••• L••
  left May 2, 2002, registered May 15, 2002 (13 days) · Other

• ••• Locked
  Mar 1, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address