RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• A•••••• A••••••••
- G•••• V••••• A•••••• G••••• L•• independent RIA currentsince May 8, 2023 · Berwyn, Pa
- W•••• F•••• A••••••• wirehouseJul 2, 2013 to May 17, 2023 · Maple Glen, Pa
- P•• W••••• M••••••••• BD affiliatedDec 20, 2011 to Jul 8, 2013 · New Hope, Pa
- C••••••• S••••••••• I••• BD affiliatedApr 22, 2011 to Dec 16, 2011 · Warmister, Pa
- W•••• F•••• A••••••• to G•••• V••••• A•••••• G••••• L••left May 17, 2023, registered May 8, 2023 (-9 days) · Wirehouse to independent RIA · moved with a team
- P•• W••••• M••••••••• to W•••• F•••• A•••••••left Jul 8, 2013, registered Jul 2, 2013 (-6 days) · Other
- C••••••• S••••••••• I••• to P•• W••••• M•••••••••left Dec 16, 2011, registered Dec 20, 2011 (4 days) · Other
- P•••• A•••••• A•••••••• left W•••• F•••• A••••••• for G•••• V••••• A•••••• G••••• L•• (registered 2023-05-08)May 17, 2023 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address