RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••••• A•••••••• C•••••••
- Title
- Vice President, Senior Wealth Advisorreportedwm.calamos.comfirm site, Sep 15, 2026
- Years, as the firm states
- 30reportedwm.calamos.com“With over 30 years experience in the financial industry, she has spent the last 15 years advising clients on how to achieve their financial outcomes.”
- Professional profile
- wm.calamos.com/our-team/stephanie-carrerasreportedwm.calamos.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- C•••••• W••••• M••••••••• L•• independent RIA currentsince Jul 6, 2023 · Coral Gables, Fl
- S••••• F•••••••• M••••••••• L•• independent RIAApr 19, 2016 to Jun 14, 2023 · Pompano Beach, Fl
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 28, 2012 to Mar 24, 2016 · Boca Raton, Fl
- T• A••••••••• I••• formerJan 27, 2012 to Mar 24, 2016 · Boca Raton, Fl
- E•••••• A•••• A••••••• L•• formerJan 3, 2011 to Jul 1, 2011 · Weston, Fl
- E•••••• A••••••••• S••••••••• L•• formerJan 3, 2011 to Jul 1, 2011 · Weston, Fl
- B•••••••• F••• A••••••• asset managerNov 14, 2007 to Mar 5, 2010 · San Francisco, Ca
- F••••• I••••••••• independent RIANov 12, 2004 to Oct 16, 2007 · Woodside, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 20, 2002 to Nov 3, 2003 · Paramus, Nj
- S••••• F•••••••• M••••••••• L•• to C•••••• W••••• M••••••••• L••left Jun 14, 2023, registered Jul 6, 2023 (22 days) · RIA to RIA
- T• A••••••••• I••••••••• M••••••••• L•• to S••••• F•••••••• M••••••••• L••left Mar 24, 2016, registered Apr 19, 2016 (26 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Mar 24, 2016, registered Feb 28, 2012 (-1486 days) · channel change inside one enterprise, not a move
- E•••••• A••••••••• S••••••••• L•• to E•••••• A•••• A••••••• L••left Jul 1, 2011, registered Jan 3, 2011 (-179 days) · channel change inside one enterprise, not a move
- E•••••• A•••• A••••••• L•• to T• A••••••••• I•••left Jul 1, 2011, registered Jan 27, 2012 (210 days) · Other
- B•••••••• F••• A••••••• to E•••••• A••••••••• S••••••••• L••left Mar 5, 2010, registered Jan 3, 2011 (304 days) · Other
- F••••• I••••••••• to B•••••••• F••• A•••••••left Oct 16, 2007, registered Nov 14, 2007 (29 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••• I•••••••••left Nov 3, 2003, registered Nov 12, 2004 (375 days) · Other
- S•••••••• A•••••••• C••••••• left S••••• F•••••••• M••••••••• L•• for C•••••• W••••• M••••••••• L•• (registered 2023-07-06)Jun 14, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address